Fire effects on temperate forest soil C and N storage

LUCAS E. NAVE,1,2,5 ERIC D. VANCE,3 CHRISTOPHER W. SWANSTON,4 AND PETER S. CURTIS1

1Ohio State University, Department of Evolution, Ecology and Organismal Biology, Columbus, Ohio 43210 USA
2University of Michigan Biological Station, Pellston, Michigan 49769 USA

3National Council for Air and Stream Improvement, Research Triangle Park, North Carolina 27709 USA
4USDA Forest Service, Northern Research Station, Houghton, Michigan 49931 USA


Abstract.

Temperate forest soils store globally significant amounts of carbon (C) and nitrogen (N). Understanding how soil pools of these two elements change in response to disturbance and management is critical to maintaining ecosystem services such as forest productivity, greenhouse gas mitigation, and water resource protection. Fire is one of the principal disturbances acting on forest soil C and N storage and is also the subject of enormous management efforts. In the present article, we use meta-analysis to quantify fire effects on temperate forest soil C and N storage. Across a combined total of 468 soil C and N response ratios from 57 publications (concentrations and pool sizes), fire had significant overall effects on soil C ( 26%) and soil N ( 22%). The impacts of fire on forest floors were significantly different from its effects on mineral soils. Fires reduced forest floor C and N storage (pool sizes only) by an average of 59% and 50%, respectively, but the concentrations of these two elements did not change. Prescribed fires caused smaller reductions in forest floor C and N storage ( 46% and 35%) than wildfires ( 67% and 69%), and the presence of hardwoods also mitigated fire impacts. Burned forest floors recovered their C and N pools in an average of 128 and 103 years, respectively. Among mineral soils, there were no significant changes in C or N storage, but C and N concentrations declined significantly ( 11% and 12%, respectively). Mineral soil C and N concentrations were significantly affected by fire type, with no change following prescribed burns, but significant reductions in response to wildfires. Geographic variation in fire effects on mineral soil C and N storage underscores the need for region-specific fire management plans, and the role of fire type in mediating C and N shifts (especially in the forest floor) indicates that averting wildfires through prescribed burning is desirable from a soils perspective.

Keywords: carbon sinks; fire; forest management; meta-analysis; soil carbon; soil nitrogen; temperate forests.

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INTRODUCTION

Roughly half of Earth’s terrestrial C is in forests, and of this amount, about two-thirds is stored in soils (Dixon et al. 1994, Nave et al. 2010). Fire is one of the most important disturbances affecting forest soil C accumulation and loss, yet the effects of fire on soil C storage are poorly understood from a large-scale perspective. Fire effects on soil C storage are especially important within the temperate zone, since forests of this region are a major part of the terrestrial C sink that mitigates rising atmospheric CO2 and climate change (Schimel 1995, Liski et al. 2003). Temperate forests, especially in the northern hemisphere, are home to globally unique interactions between disturbance history, climate, and N cycling that make these ecosystems significant C sinks (Goodale et al. 2002, Luyssaert et al. 2008). Understanding the effects of disturbances like fire on soil C and N storage is consequently imperative to the science, policy, and practice of forest management in the temperate zone.

Manuscript received 30 March 2010; revised 26 August 2010; accepted 9 September 2010. Corresponding Editor: X. Xiao. 5 E-mail: lukenave@umich.edu

The management of fire in temperate forests is important not just because it impacts the global C cycle, but also because fire affects forest productivity and hydrology. Fire pyrolizes and volatilizes C and N from litter and soil organic matter (SOM), which are the principal storehouses of these elements in forest soils (Certini 2005). Fire also alters the composition and structure of remaining litter and SOM, leading to changes in C and N cycling processes that form the basis of plant nutrition (Wan et al. 2001, Gonzalez Perez et al. 2004). Consequently, through its effects on SOM amount, composition, and soil C and N cycling, fire may affect forest productivity (Jurgensen et al. 1997, Grigal and Vance 2000). Fire-induced litter and SOM losses, increased soil hydrophobicity, and shifts in soil C and N cycling drive hydrologic changes, including decreased soil water retention, increased surface runoff and sediment loading to surface water, and N export in surface and ground water (DeBano 1998, Neary et al. 1999, Shakesby and Doerr 2006). Predicting changes in soil C and N storage due to fire will therefore allow anticipation of changes in ecosystem services including water quality protection, C sequestration, and the supply of forest products.

Many sources of variability mediate the effects of fire on soil C and N storage, which limits the generality of conclusions drawn from individual studies. In addition to the inherent spatial and temporal heterogeneity of soil C and N storage (Magrini et al. 2000, Homann et al. 2001, 2008), variation in geographic features, fire characteristics, and soil structure and morphology may influence the observed effects of fire on forest soils. For example, in one study of prescribed burns in the Appalachian region of the United States, landscape position and fire intensity had significant effects on the magnitude of forest floor C and N losses, while mineral soils were unaffected by prescribed fire (Vose et al. 1999). Organic (forest floor) and mineral soil horizons have divergent responses to fire that have been noted throughout the literature, with forest floors typically showing greater C and N shifts than mineral soils (Binkley et al. 1992, Rothstein et al. 2004, Murphy et al. 2006, Johnson et al. 2007). Studies examining the role of fire intensity on soil processes and properties have found different levels of change following prescribed vs. wildfires, with prescribed fires either having smaller impacts, or mitigating the effects of wildfires (Choromanska and DeLuca 2001, Wan et al. 2001, Grady and Hart 2006). Finally, in addition to georaphic effects operating at fine spatial scales, such as within a study site (e.g., Vose et al. 1999), regional geography may also influence fire effects on forest soils. For example, Hatten et al. (2005) pointed to the interaction between seasonal precipitation deficits and thunderstorm activity as a driver of wildfire occurrence in the northwest United States, a region increasingly prone to severe fires (Bormann et al. 2008). In the present study, we sought to determine whether there is a consistent, overall effect of fire on temperate forest soil C and N storage, to quantify the magnitude of these changes, and to identify the most important sources of variability among studies of fire and temperate forest soils.


METHODS

In order to address the objectives of our study, we conducted a meta-analysis following the general methods of Curtis (1996), Johnson and Curtis (2001), and Nave et al. (2009). We searched the peer-reviewed and gray literature (i.e., government technical reports) using Boolean keyword searches within the online databases ISI Web of Science, BIOSIS, Agricola, and CAB Direct. Keyword search strings were permutations of terms including: forest, fire, burn, burning, management, soil C, and soil N. In the process of inspecting .6500 references returned by our literature searches, we found 57 publications that met our inclusion criteria of: (1) reporting control (unburned) and treatment (burned) soil C and N values, and (2) being conducted in a temperate forest (4-8 months of mean air temperature .108C [Koppen 1931]). Acceptable controls for un-burned forest soils were either pre-burn soil C and N values, or soil C and N observations from nearby reference stands that were not burned. The latter type of control value included both simultaneous measurements of burned and unburned soils, and chronosequences, in which case the oldest stand was treated as the control. As a minimum, control stands were those that had not been burned within the past 30 years, although some publications had control stands that had not been burned for 1-2 centuries. Therefore, our meta-analysis does not bear specifically on the consequences of longterm fire suppression, nor does it focus on the effects of frequent fires in ecosystems with short fire return intervals. Rather, our analysis includes many different temperate forest types with diverse fire regimes, sampled across a range of time scales. Although they did not meet the temperate climate requirement, we included several publications from the southeast United States due to the importance of this region to U.S. forest management. We accepted soil C and N concentrations and pool sizes as metrics of soil C and N, and used meta analysis to determine whether concentrations and pool sizes significantly differed in their responses to harvest. Among publications that reported both concentrations and pool sizes, we chose pool sizes as the response parameter, and we calculated soil C and N pool sizes for publications that reported concentrations and bulk densities. When used in reference to soil C and N, the term ‘‘storage’’ denotes C and N pool sizes only; we use the more general terms ‘‘soil C’’ and ‘‘soil N’’ when referring to soil C and N measurements that encompass both types of reporting units.

We extracted metadata (potentially useful predictor variables) from each publication, including temporal, climatic, soil chemical and physical data, measurement units, and treatment and analytical methods. One pertinent distinction in the soil physical data category was the soil layer sampled. We extracted data for organic and mineral soil layers separately, and coded the data so that we could test for differences between soil layers defined as forest floor (mostly organic horizons), surface mineral soil (uppermost 3-20 cm of mineral soil), deep mineral soil (20-100 cm), and whole mineral soil profile. We chose these coarsely defined layers based on the distribution of reported sampling depths during early literature assimilation with the goal of being able to detect small changes in soil C or N through high levels of within-layer replication. When initial meta-analyses revealed no significant differences between surface, deep, and whole mineral soils, we recoded the response ratios from these groups into a single category (mineral soil) for subsequent analyses. Regarding our classification of fire, we categorized studies as either prescribed burns or wildfires if meta-data were descriptive enough to ascertain which fire type occurred.

TABLE 1. Factors tested as predictor variables in the meta-analysis.


Factor Levels
Reporting units pool size; concentration
Soil layer forest floor; mineral soil (range: 3-100 cm)
Soil texture coarse (mostly sand); fine (mostly silt or clay)
Soil taxonomic order Alfisol; Andisol; Entisol; Inceptisol; Spodosol; Ultisol
Species composition coniferous; mixed conifer-hardwood
Geographic group northeast U.S.; northwest U.S.; southeast U.S.; southwest U.S
Fire type wildfire; prescribed fire
Time since fire continuous (yr)
Mean annual temperature continuous (8C)
Mean annual precipitation continuous (cm)

Notes: The levels listed within each categorical factor define the response ratio groups contrasted in Qb analysis in Table 2; factors without discrete levels were tested using continuous meta-analysis. Mineral soils only.

In addition to categorizing studies by fire type, we categorized fires according to whether they were of low or high intensity according to authors’ descriptions. In the literature we assimilated, fires were occasionally described in qualitative terms like ‘‘low-intensity’’ or ‘‘stand-replacing,’’ but quantitative measures of fire intensity were rarely reported. In the end, only one third of the soil C and N response ratios we collected had any associated meta-data that allowed attribution of fire intensity. We deemed this rate of reporting too low to include fire intensity as a categorical variable in our final analysis, since small sample sizes that are based on a limited number of studies risk detecting significant effects that are in reality confounded with other factors specific to those studies. The complete list of factors by which we categorized the response ratios in the database before final analysis appears in Table 1.

Meta-analysis estimates the magnitude of change in a parameter (i.e., the ‘‘effect size’’) in response to an experimental treatment, which may be applied across a wide range of experimental systems and conditions. We used the ln-transformed response ratio R to estimate treatment effect size:

lnðRÞ ¼ lnð XT= XCÞ ð1Þ

where XT is the mean soil C or N value of treatment (burned) observations and XC is the mean soil C or N value of control observations for a given set of experimental conditions. The number of response ratios (k) from a given publication depends on how many sets of experimental conditions are imposed. For example, one publication with soil N storage data from a control soil and from two different levels of fire (prescribed and wild) would yield k ¼ 2 response ratios, or ‘‘studies.’’ Because it is unitless, the effect size R is a standardized metric that allows comparison of data between experiments reporting responses in different units (Hedges et al. 1999). After back transformation (eln(R)), R can be conceptualized as the proportional or percentage change in soil C or N relative to its control value. When error terms and sample sizes are reported for each XT and XC, a parametric, weighted meta-analysis is possible, but many publications we found did not report these data. Therefore, in order to include as many studies as possible, we used an unweighted meta-analysis, in which all studies in the data set are assigned an equal variance (1). In an unweighted meta-analysis, the distributional statistics of interest (mean effect sizes and confidence intervals) are generated with the nonparametric statistical method known as bootstrapping. Bootstrapping estimates a statistic’s distribution by permuting and resampling (with replacement) the data set hundreds of times. Since it generates a statistic’s distribution from the available data, bootstrapping is not subject to the assumptions of parametric tests, and typically produces wider, more conservative confidence intervals (Adams et al. 1997). We performed analyses using MetaWin software (Sinauer Associates, Sunderland, Massachusetts, USA), with 999 bootstrap iterations.

One of our primary goals in this analysis was to identify which commonly reported factors were the best predictors of variation in soil C and N responses to fire. Accomplishing this task with meta-analysis is similar to using ANOVA to partition the total variance of a group of observations (Qt, the total heterogeneity) into two components: within- and between-group heterogeneity (Qw and Qb, respectively; Hedges and Olkin [1985]). In such a Qb analysis, a categorical factor that defines a group of response ratios with a large Qb is a better predictor of variation (or heterogeneity) than a categorical factor associated with small response-group Qb. In order to determine which categorical factors were the ‘‘best’’ predictors of variation, we followed the hierarchical approach detailed in Curtis (1996) and Jablonskiet al. (2002). Briefly, we performed the following steps independently for soil C and soil N data sets. First, we ran meta-analysis on the entire data set to determine which categorical factor among those in Table 1 had the lowest P value, and then divided the database into the categorical groups defined by the levels of that factor (e.g., soil layer had the lowest P value, so we subsequently divided the database into forest floor and mineral soil groups). Then, within each of these groups,

TABLE 2. Between-group heterogeneity (Qb) among the k studies comprising each response parameter.


 

Response parameter k Reporting units Soil layer Soil texture Soil taxonomic order Species composition Geographic group Fire type Time MAT MAP
Overall soil C 240 6.7** 29.0** NA 11.2** 4.2* 3.4 1.2 0.03 1.5* 0.01
Forest floor C storage 72 5.9* NA NA 8.5** 7.4** 3.8 4.2* 4.5** 1.5 5.2**
Mineral soil C storage 73 0.5* NA 0.01 0.8* 0.01 0.6** 0.04 0.5* 0.5* 0.2
Overall soil N 228 1.8* 14.0** NA 6.9* 3.4* 3.7 3.9** 0.1 0.02 0.5
Forest floor N storage 64 4.9* NA NA 2.2 10.7** 8.4* 8.3** 2.9* 2.2 1.6
Mineral soil N storage 75 0.8* NA 0.1 1.1** 0.05 0.6* 0.01 0.1 0.1 0.4*

Notes: Overall soil C and N responses to fire include all studies in the database, regardless of reporting units (concentration or pool size). Forest floor and mineral soil C and N storage responses are pool sizes only, except for the reporting units column, which demonstrates significant differences between concentrations and pool sizes. Note that the values for continuously varying factors (time, MAT, MAP) represent Qm, which is conceptually similar to but statistically distinct from Qb. See Table 1 for the predictor variables tested in Qb analysis. NA means ‘‘not applicable.’’ Predictor variables showing statistically significant Qb are denoted by asterisks.

* P , 0.05; ** P , 0.01.
Soil C response data were reported as either concentrations or pool sizes.

we ran meta-analysis again for each remaining categorical factor, and identified the one with the lowest P value. We performed this variance-partitioning exercise twice as described above, at which point we felt it prudent to go no further due to limited sample sizes and possible confounding relationships. When, during the course of these Qb iterations, we found multiple categorical variables with the same P value, we selected the one with the highest Qb. Categorical groups with k , 5 were included in overall meta-analyses of fire effects on soil C and N, but were not included in the iterative Qb analyses, since these poorly replicated groups sometimes had outlying effect sizes that artificially inflated the Qb values. For example, while our database included studies from the United States, Europe, Asia, Australia, and South America, geographic group analyses were conducted only on U.S. regions.

In addition to identifying categorical variables that influenced soil responses to fire, we tested several continuously varying factors (e.g., time and climatic variables) as predictors of variation using continuous meta-analyses. Continuous meta-analysis is similar to the variance-partitioning process of Qb analysis, in that the heterogeneity among k observations is partitioned into that which is explained by a linear regression model (Qm), and that which constitutes the residual error variance (Qe). In this way, continuous meta-analysis is analogous to the ANOVA F test for significance of linear regression models (Hedges and Olkin 1985). Continuous meta-analysis also estimates the coefficients for the intercept and slope terms of linear models, allowing estimation of linear relationships between predictor variables and response parameters. In all tests, including overall, hierarchical Qb, and continuous meta analyses, we accepted test results with P , 0.05 as statistically significant.

While our literature search was not exhaustive, the database we developed for this analysis is quite large, comprising 468 soil C and N response ratios from 57 papers published between 1975 and 2008. These publications correspond to studies of forest fire conducted in temperate forests around the world, and the full data set is available online.6

RESULTS

Overall effects and principal sources of variation Fires significantly reduced soil C ( 26% 6 6%) and soil N ( 22% 6 6%) in the temperate forests included in this analysis, although many sources of variation mediated this overall effect (Table 2). Fires had significantly different effects on pool sizes vs. concentrations of soil C and soil N, demonstrating that the units of measurement used to report soil C and N values are an important source of variation. Fires reduced both pool sizes and concentrations, but with significantly greater reductions in pools. On average, soil C storage declined by 35% following fire, and soil C concentrations decreased by 9%. Fires reduced soil N storage by 28%, while soil N concentrations declined by 12%. Fire had fundamentally different impacts on forest floors and mineral soils. Indeed, soil layer was the strongest of all predictor variables tested in our analyses, in terms of both level of significance and Qb values. The significant effect of soil layer (P , 0.01) explained 25% of the variation among soil C response ratios (Qb ¼ 29.0, Qt ¼ 115.6), and 14% of the total heterogeneity among soil N response ratios (P , 0.01, Qb ¼ 15.6, Qt ¼ 106.2).

Variation in fire effects within soil layers Forest floors.—In a pattern similar to that observed in the overall analysis, the effects of fire on forest floors depended on the units used to report C and N values (Table 2; P , 0.01 for soil C, P , 0.05 for soil N). However, forest floors differed from the overall analysis in that neither C nor N concentrations changed in response to fire (Fig. 1). Forest floor C and N storage both declined significantly, with mean effect sizes of  6http://www.nrs.fs.fed.us/niacs/tools/soil_carbon/ )

 

FIG. 1. Changes in soil C and N due to forest fires, overall and by soil layer. All points are mean effect sizes with bootstrapped 95% confidence intervals, with the number of studies (k) in parentheses. Groups with confidence intervals overlapping the dotted reference line (0% change) show no significant change in soil C or N due to fire. At the top of each panel, the solid diamond shows the overall effect of fire, including C and N pool sizes and concentrations from forest floors and mineral soils. Within each soil layer, mean effect sizes are shown separately for C and N pool sizes (storage; solid symbols) and C and N concentrations (open symbols).


59% and 50% for the two response parameters, respectively. Since we were primarily concerned with changes in C and N storage due to fire, we restricted further forest floor analyses to those studies reporting C and N pool sizes (and those reporting sufficient data to calculate pool sizes). Among these studies, fire effects were impacted most by species composition (Table 2, Fig. 2), with mixed hardwood-conifer forests losing significantly less C and N ( 37% and 12%, respective spite of the large magnitude of these fire-induced C and N losses, reductions in forest floor C and N storage did not appear to be permanent. Continuous meta-analyses demonstrated that time was a significant  redictor of variation among forest floor C and N storage response ratios (Table 2). For these two elements, linear models generated through continuous meta-analysis suggested recovery times of 100-130 years (Fig. 3).

 

FIG. 2. The effects of fire on forest floor C and N storage, overall and by species composition group. All points are mean effect sizes with bootstrapped 95% confidence intervals, with the number of studies (k) in parentheses. Groups with confidence intervals overlapping the dotted reference line (0% change) show no significant change in forest floor C or N storage due to fire.


 

FIG. 3. Recovery of forest floor (A) carbon and (B) nitrogen pools following forest fires. Each point represents one response ratio. Some response ratios in the database could not be assigned a time value; these studies are not  plotted.


Mineral soils.—As with the overall analysis, and forest floors, fire effects varied significantly according to the units used to report mineral soil C and N data (Table 2). Fire did not change mineral soil C or N storage, but %C and %N declined by an average of 11% and 12%, respectively (Fig. 1). Soil taxonomic order and geographic location explained more of the variation among mineral soil C and N storage response ratios than any other predictor variables, but because these two predictors were not independent in our data set, we chose to explore and interpret variation among C and N response ratios according to only one of them. To determine which variable was a stronger predictor of variation in fire effects on mineral soil C and N storage, we aggregated the response ratios from both response parameters, which had statistically indistinguishable responses to fire. Tests of the two predictors on the aggregated C and N response ratios subsequently demonstrated that geographic location was a more important determinant of C and N storage shifts (Qb ¼ 3.9, P , 0.01) than soil taxonomic order (Qb ¼ 1.7, P , 0.01). When considered in a geographic context, fires had a significant impact only on mineral soil C pool sizes in forests of the northwest United States, where C storage declined by an average of 19% (Fig. 4). While other geographic groups differed from one another in their responses to fire, none showed significant changes in mineral soil C or N storage.

Variation in fire effects due to fire type

Fire type was another important source of variation in fire effects on soil C and N (Table 2). While fire type was not among the most important sources of variation in the overall analysis, the distinction between wildfires and prescribed burns was significant for forest floor C storage (P , 0.05) and forest floor N storage (P , 0.01). In both cases, wildfires caused greater declines than prescribed fires (Fig. 5). Wildfires reduced forest floor C storage by 67%, compared to an average of 46% for prescribed burns, and the effect was quite similar for forest floor N storage ( 69% vs. 45%).

FIG. 4. The effects of fire on mineral soil C and N storage, overall and by geographic group. All points are mean effect sizes with bootstrapped 95% confidence intervals, with the number of studies (k) in parentheses. Groups with confidence intervals overlapping the dashed reference line (0% change) show no significant change in forest floor C or N storage due to fire. Geographic groups shown are from the United States. The small numbers of observations from Australian, European, and South American geographic groups are not plotted.


FIG. 5. Changes in soil C and N storage due to forest fires, by soil layer and fire type. All points are mean effect sizes with bootstrapped 95% confidence intervals, with the number of studies (k) in parentheses. Groups with confidence intervals overlapping the dashed reference line (0% change) show no significant change in soil C or N storage due to fire. Within each soil layer, mean effect sizes are shown separately for wildfires (solid symbols) and prescribed fires (open symbols).


Neither type of fire affected mineral soil C or N storage (Fig. 5), but wildfires reduced mineral soil %C and %N by 17% and 18%, respectively (Table 4). Prescribed fires had no effect on mineral soil %C or %N.

Soil C and N budgets

The effects of fire on soil C and N budgets were driven not only by the magnitude of the changes, but also by the relative pool sizes of C and N in the forest floor vs. the mineral soil (Table 3). Fires caused forest floors to lose substantial amounts of their C and N pools, but the impacts of these losses on overall soil C and N budgets were tempered by the relatively small proportion of total soil C and N stored in the forest floor in these forests. In unburned forests, forest floor C and N storage constituted approximately one-third of total soil C and N pools. Following fire, forest floors accounted for only ;15% of total soil C and N storage. On average, fires reduced forest floor C storage from 18 to 7 Mg/ha, although the lack of any change in the mineral soil meant that the relative decline in total soil C storage was much less: 55 Mg C/ha in the control and 46 Mg C/ha in the burned forests. Forest floor and mineral soil N pools were much smaller, but the impacts were quite similar to those on C pools. Fire decreased forest floor N storage from an average of 0.5 to 0.2 Mg/ha, but the lack of any change in mineral soil N storage meant that the soil profile total changed from an average of 1.6 to 1.3 Mg/ ha following fire.

TABLE 3. C and N budgets for unburned (control) and burned (treatment) soils included in the meta-analysis.


Parameter and soil layer k Control (Mg/ha) Burned (Mg/ha)
Mean 95% CL Mean 95% CL
C storage
Forest floor 72 18 13,23 7 6,9
Mineral soil 73 37 25,49 37 35,40
Sum 55 38,72 46 43,49
N storage
Forest floor 64 0.5 0.4,0.6 0.2 0.2, 0.3
Mineral soil 75 1.1 0.9,1.3 1.1 1.1, 1.2
Sum 1.6 1.3,1.9 1.3 1.2, 1.5

Notes: The number of observations in each response parameter-soil layer group is the same as in Table 2. Unburned means and 95% confidence limits were calculated directly from the control data provided by papers included in the meta-analysis. Burned means and 95% CLs were calculated as products of the unburned means and the (eln(R)) and 95% CL values calculated by meta-analysis and described in Methods.

C and N budgets for the two soil layers are derived from various publications with different levels of sampling and replication. These differences preclude direct comparisons of C budgets to N budgets.

DISCUSSION

Overall effects and primary sources of variation Soil C and N changes frequently are reported in primary studies of forest fire, although the magnitude of these changes varies substantially within and among studies (e.g., Baird et al. 1999, Boerner et al. 2005, Ferran et al. 2005, Gundale et al. 2005). By using meta analysis to synthesize the results of many individual studies across temperate forests, we demonstrate that fires have relatively consistent effects on soil C and N at the global scale, even as site-to-site exceptions do occur (see Plate 1). This is even the case for temperate forest floors, which we expected to have more dynamic responses to disturbance than mineral soils due to their exposed position at the top of the soil profile, which make them susceptible to direct combustion and postfire erosion, as well as their relatively small organic matter mass and sensitivity to litter and detritus inputs (Robichaud and Waldrop 1994, Binkley and Giardina 1998, Currie 1999). These differences probably underlie the highly  significant distinction between forest floor and mineral soil responses to fire implicated in our analysis (Table 2). In particular, since forest floors are exposed and mineral soils are insulated from all but the most extreme surface fires, combustion probably has a much stronger direct effect on forest floor organic matter. Furthermore, the smaller organic matter pool of forest floors (Table 3) means that losing a small absolute quantity of organic matter has a larger proportional effect on C and N storage in this component of the soil profile than in the mineral soil. If we had been able to populate soil layer categories of finer vertical resolution with a sufficient number of response ratios, it is possible that near-surface mineral soils would have shown significant postfire changes in C and N storage as well. Nonetheless, the results of our analysis suggest that mineral soils generally do not exhibit net changes in C or N storage following fire (Fig. 1). In this regard, the effects of fire on soil C and N storage are distributed throughout the soil profile in a very similar way to the effects of forest harvesting on soil C storage, which reduces C storage in the forest floor but not the mineral soil (Nave et al. 2010).

Variation in fire effects within soil layers Forest floors.—While combustion was probably the most important process directly influencing forest floor C and N reductions among the studies included in our analysis, other mechanisms likely contributed as well  (Certini 2005). For example, postfire stimulation of decomposition and N cycling rates suggest that microbial action may be responsible for some forest floor C and N losses (Fernandez et al. 1997, Fierro et al. 2007). On the other hand, pyrolysis is known to produce organic compounds highly resistant to microbial and chemical action (‘‘black carbon’’), which may subsequently be lost from the forest floor and exported to deeper horizons by soil water percolation, mesofauna activity, and other causes. (Schmidt and Noack 2000, Gonzalez-Perez et al. 2004, 2008). Forest floor C and N reductions may also occur due to erosion by wind or water (Swift et al. 1993, Murphy et al. 2006). In the case of fires that kill vegetation, postfire reductions in aboveground litterfall can have major effects on forest floor C and N pools (Belanger et al. 2004, Rothstein et al. 2004). However, it is important to consider that while tree mortality may reduce leaf litterfall, dead trees produce substantial woody detritus that typically is not sampled as a forest floor component. Coarse woody debris may cover 25-60% of the forest floor following stand-replacing fires, although it is not certain how much of this material ultimately persists as soil organic matter (Hely et al. 2000, Tinker and Knight 2000, Spears et al. 2003, Turner et al. 2003).

Litterfall plays a fundamental role in recovering and maintaining forest floor C and N pools after fire, but it also influences the magnitude of fire-induced C and N losses. It is likely that the relationship between litterfall and fire C and N losses is driven by fuel type effects, since mixed hardwood-conifer forests lost significantly less C and N than forests dominated solely by conifers (Fig. 2). In addition to producing high C:N litter that resists decomposition and accumulates on the forest floor (Finzi et al. 1998, Cote et al. 2000, Silver and Miya 2001), litter and wood produced by many coniferous tree species contain flammable resinous organic compounds (Schwilk and Ackerly 2001, Kozlowski and Pallardy 2002). Whether present within a matrix of conifers at the patch or landscape scale, hardwoods mitigate fire intensity by producing less flammable foliage, litter, and woody detritus (Gustafson et al. 2002, Sturtevant et al. 2002, Kennedy and Spies 2005, Ryu et al. 2007, Nowaki and Abrams 2008, Lee et al. 2009).

Fires caused forest floors to lose significant amounts of C and N, although these pools appear to replenish with time (Fig. 3). On average, forest floor C and N storage in burned forests returned to pre-burn levels within 128 and 103 years, respectively, although there were legitimate exceptions to these point estimates of recovery time. In particular, as shown in Fig. 3, some  forest floors showed a complete net recovery of C and N pools within 40 years of fire. Since we estimated this recovery time from net changes in forest floor C and N pools compared to unburned forests, this duration probably represents the postfire time period during which the accumulation of litter inputs equilibrates with losses of forest floor organic matter through decomposition. The variables controlling the balance of these two fluxes are very complex, and include forest productivity, litter quality, and climate, as well as spatial variation in the effects of fire on these variables (Facelli and Pickett 1991, Berg 2000, Gholz et al. 2000, Raich and Tufekcioglu 2000). Results from our data set suggest an influence of productivity, because net changes in forest floor C storage following fire were positively correlated with mean annual precipitation (i.e., more precipitation Response parameter meant smaller C losses; Table 2). Since measures of and fire type k Mean 95% CL precipitation also are positively correlated with litter decomposition rates (Gholz et al. 2000), the fact that forests with higher precipitation showed smaller reduc- tions in forest floor C pools suggests that these forests may have recovered forest floor organic matter pools more quickly due to moister soils and higher productivity (Haxeltine and Prentice 1996). An additional explanation for this result, not mutually exclusive to the first, could be that abundant precipitation had the direct effect of mitigating forest floor organic matter losses by increasing the moisture content of available fuel (Neary et al. 1999). Variability in recovery times may be due to different levels of fire intensity, as prescribed burns lost less forest floor C and N and would presumably require less time to recover those pools than forests affected by wildfire (Fig. 5). However, due to a general lack of longterm prescribed fire studies, there were too few data to conduct a conclusive, separate assessment of recovery times for prescribed burns and wildfires. As scientific and social awareness of prescribed burning as an alternative to wildfires increases, long-term prescribed fire studies hopefully will become more prevalent and allow future analyses to compare the effects of these two burning regimes over multidecadal time scales.

Mineral soils.—Fire did not significantly affect the net storage of mineral soil C or N (Fig. 1). However, declines in the concentrations of the two elements suggest that counteracting processes may be masking underlying complexity (Table 4). In order for mineral soil C and N storage to show no net change in spite of decreased %C and %N, there must have been a compensating increase in the bulk density of the increment of soil that was sampled. The increase in bulk density could have been caused by direct combustion or postfire microbial decomposition of SOM and consequent degradation of soil structure, soil loss through wind or water erosion, or some combination (Shakesby and Doerr 2006, Bormann et al. 2008). In each case, increment sampling would result in the sampling of a deeper portion of the soil profile after fire than before. Since bulk density increases, and %C and %N generally decrease with depth in forest soils, the result could be lower concentrations of C and N, but similar amounts.

Geographic setting significantly influenced the effects of fire on mineral soil C and N storage (Table 2). While there was no significant change in either parameter across temperate forests as a whole (Fig. 1), regional variation pointed to consistent mineral soil C losses in forests of the northwest United States (Fig. 4). This suggests that fires are particularly intense in this region, possibly due to interactions between high forest productivity, abundant coniferous fuels, and strong seasonal droughts that combine to create the conditions for severe fires (Miller et al. 2009). The mountainous topography of the region likely augments erosion, which could exacerbate mineral soil C losses (Wondzell and King 2003). In a broader sense, the significance of geographic location as a predictor variable indicates that effects of fire on soil C pools must be considered in a regional context. If soils are to be included in policies or management plans that promote terrestrial C sequestration, then this analysis demonstrates the need for a regional perspective on fire management.

TABLE  4.   Effects of fire on mineral soil C and N concentrations, by fire type


 

Response parameter and fire type k Change
Mean 95% CL
Mineral soil %C
Prescribed burn 21 4 11, 22
Wildfire 55 17 26, 8
Mineral soil %N
Prescribed burn 21 1 12, 11
Wildfire 52 18 31, 3

Note: Groups with 95% confidence limits overlapping 0% change were not significantly affected by fire.

One factor important to consider in our analysis of how mineral soils varied in their C and N responses to fire involves the way we approached response ratio assimilation and coding during database development. As described in the Methods, we extracted separate response ratios for surface, deep, and whole mineral soils from publications whenever possible, in order to test for differences between mineral soil layers. Upon finding no such significant differences in the overall analysis, we recoded all of these response ratios as generic mineral soils in order to achieve maximum use of the data we had collected. In doing so, we violated a strict interpretation of the assumption of independent observations in meta-analysis. However, reanalyzing the mineral soil effect sizes and confidence intervals presented in this paper using only one of the mineral soil layers (surface mineral soils, which had the largest k) changes none of the results we present here. In other words, this internal sensitivity analysis showed that all significant findings regarding mineral soil C and N in this manuscript are robust to the violation of the independence assumption.

The importance of fire type

Fire type had a significant effect on C and N shifts in forest floors (pool sizes; Fig. 5) and mineral soils (concentrations; Table 4), with wildfires causing greater C and N declines than prescribed fires. Mineral soil C and N storage revealed no net changes after either type of fire, but wildfires significantly decreased mineral soil C and N concentrations, indicating that the biogeochemistry or nature of the C and N in these soils may have changed. Such changes

PLATE 1. Matrix of burned and unburned ground following the 1998 treatment at the University of Michigan Biological Station (USA) burn plot chronosequence. Spatial variation in fire intensity and soil organic matter content can obscure significant site-level soil C and N responses to fire, but a well-replicated sampling strategy surmounts this problem of heterogeneity. In similar fashion but on a much larger scale, meta-analysis constrains the effects of fire on soil C and N storage in temperate forests by testing hundreds of accumulated responses from dozens of  tudies, indicating with confidence that these effects are generally consistent and predictable based on site-level characteristics. Photo credit: Laura L. White, archived by the University of Michigan Biological Station.

in C and N chemistry and pool sizes are relevant to the capability of forests to maintain valuable ecosystem services such as nutrient retention, quantitative and qualitative water treatment, tree recruitment, and in some cases, forest productivity and C sequestration (Neary et al. 1999, Grigal and Vance 2000). Unfortunately, the mechanisms that underlie the greater C and N losses due to wildfire than prescribed fire are not clear from our analysis. One  possibility is that wildfire studies more commonly originate from forests subjected to long-term fire suppression, which have greater aboveground fuel accumulation and an increased risk of severe fire (Stephens 1998, Schoennagel et al. 2004). Conversely, it may be that prescribed fires tend to be implemented under less extreme fuel and weather conditions than wildfires, and represent an effective tool for reducing above ground fuel loads while mitigating the soil C and N losses that would occur in wildfire. Wildfires have increased in frequency in response to climate change and human land use practices (Attiwill 1994, Pinol et al. 1998, Kurz and Apps 1999, Westerling et al. 2006), and will continue to occur in temperate forests that have experienced them for millennia. Therefore, regardless of the underlying reasons for greater C and N losses with wildfire, the significant differences between the two types of fire suggest that proactive management, such as the prudent use of prescribed fire or other management tools, may be a preferable management alternative to losing larger quantities of C and N in wildfire. At the same time, expert judgment in the appropriate use of prescribed fire will be as important as ever, since some areas prone to severe wildfires rarely if ever provide the opportunity for a successful, contained prescribed fire.

Our findings differ from those presented in Johnson  and Curtis (2001), which suggested that wildfires increase mineral soil C and N. These changes were attributed to the input of charcoal to the soil C pool, the downward transport of hydrophobic organic matter and its subsequent stabilization with mineral cations, and the frequent colonization of burned sites by N fixing vegetation. Some of the divergence between these two meta-analyses arises from differences in sampling strategy. Specifically, in addition to considering elemental concentrations and pool sizes separately, and focusing solely on temperate forests, we used different depth categories than Johnson and Curtis (2001). An additional factor that differentiates the two analyses is the large increase in data availability since 1998, the year of the most recent paper included in Johnson and Curtis (2001). For example, the estimated soil C effect sizes of prescribed vs. wildfires from Johnson and Curtis (2001) were based on response ratios from 6 and 3 papers, respectively, while our present analysis includes prescribed fire response ratios from 24 papers and wildfire response ratios from 30 papers. Ultimately, the difference between these two meta-analyses illustrates the benefit of conducting meta-analysis as a cumulative process; as new data are published and added to the analysis, they increase the likelihood that this technique can detect the true, overall effect of fire on forest soils.

Soil C and N budgets

The absolute reductions in total soil C and N storage following fire were relatively small, since the soil layer most affected (the forest floor) was a small component of total soil C and N pools (Table 3). Furthermore, our analysis shows that fire-induced forest floor C and N losses are not permanent, but may require 100-130 years to recover. Since the forest floor plays vital roles in nutrient cycling and water retention (Tietema et al. 1992, Attiwill and Adams 1993, Schaap et al. 1997, Currie 1999), forest floor C and N losses may reduce soil productivity (and possibly new litterfall C and N inputs to soil) over the recovery period. The combination of direct C and N reductions, the length of C and N recovery, and the potential for reduced soil productivity should be considered in C and N management and accounting plans. Forest floor recovery may be accelerated somewhat by additions of C and N from coarse woody debris and tree mortality, although these inputs will often have a large C:N ratio and correspondingly low N availability. However, it is important to note that we did not include forest floor or mineral soil C:N ratio in this meta-analysis, and attempting to assess fire effects on either of those response parameters based on the C and N pool sizes in Table 3 would produce misleading conclusions. This is because the data available for calculating those pool sizes come from a diverse literature, and not all publications provide estimates of all pool sizes. For example, the mineral soil data in Table 3 include several publications with whole mineral soil profile C storage (large values), without a corresponding number of publications that include whole mineral soil profile N storage values. Hence, the mineral soil C:N ratios implied in Table 3 are rather high (.32).

Conclusions

In temperate forests, fires significantly reduced soil C ( 35%) and N ( 28%) storage, principally through effects on forest floors, which lost 59% and 50% of their C and N pools, respectively. Mineral soil C and N storage showed no overall changes in response to fire, in spite of significant declines in C ( 11%) and N ( 12%) concentrations. Prescribed fires caused smaller reductions in forest floor C and N storage than wildfires, and the presence of hardwoods also mitigated fire effects on forest floor C and N storage (compared to purely coniferous stands). In general, forest floors required 100-130 years to recover lost C and N pools. Among mineral soils, prescribed fires had no effect on C or N concentrations, while both of these parameters declined in wildfires. Finally, geographic variation in fire effects on mineral soil C and N storage indicate the need for region-specific fire management plans.

ACKNOWLEDGMENTS

This research was supported by the USDA-Forest Service Northern Research Station through Cooperative Agreement No. 06-JV-11242300. The National Soil Carbon Network also supported this work. We acknowledge John Clark, Jim Le Moine, and Robert Sanford for helpful conversations during the preparation of the manuscript, and Alex Friend, who helped define the scope of our larger meta-analysis project at its initiation.

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APPENDIX

References providing data for the fire/soil C meta-analysis (Ecological Archives A021-054-A1).

 

Fire history and the establishment of oaks and maples in second-growth forests

Todd F. Hutchinson, Robert P. Long, Robert D. Ford, and Elaine Kennedy Sutherland


Abstract: We used dendrochronology to examine the influence of past fires on oak and maple establishment. Six study units were located in southern Ohio, where organized fire control began in 1923. After stand thinning in 2000, we collected basal cross sections from cut stumps of oak (n = 137) and maple (n = 204). The fire history of each unit was developed from the oaks, and both oak and maple establishment were examined in relation to fire history. Twenty-six fires were documented from 1870 to1933; thereafter, only two fires were identified. Weibull median fire return intervals ranged from 9.1 to 11.3 years for the period ending 1935; mean fire occurrence probabilities  (years/fires) for the same period ranged from 11.6 to 30.7 years. Among units, stand initiation began ca. 1845 to 1900, and virtually no oak recruitment was recorded after 1925. Most maples established after the cessation of fires. In several units, the last significant fire was followed immediately by a large pulse of maple establishment and the cessation of oak recruitment, indicating a direct relationship between fire cessation and a shift from oak to maple establishment.

Résumé : Nous avons eu recours à la dendrochronologie pour étudier l’influence du feu dans le passé sur l’établissement  du chêne et de l’érable. Six unités expérimentales ont été localisées dans le sud de l’Ohio où la lutte organisée contre les  feux a débuté en 1923. Après que des peuplements eurent été éclaircis en 2000, nous avons collecté des sections radiales  sur des souches de chêne (n = 137) et d’érable (n = 204). Dans chaque unité, l’historique des feux a été établi à partir des  chênes et l’établissement du chêne et de l’érable a été étudié en lien avec l’historique des feux. Vingt-six feux ont été documentés de 1870 à 1933; par la suite, seulement deux feux ont été identifiés. L’intervalle médian de Weibull entre les feux variait de 9,1 à 11,3 ans pour la période se terminant en 1935; la probabilité moyenne d’occurrence de feux (années/ feux) pendant la même période variait de 11,6 à 30,7 ans. Parmi les unités, l’origine des peuplements remonte aux environs de 1845 à 1900 et pratiquement aucun chêne n’a été recruté après 1925. La plupart des érables se sont établis après que les feux eurent cessé. Dans plusieurs unités, le dernier feu important a immédiatement été suivi d’une importante vague d’établissement de l’érable et de l’arrêt du recrutement du chêne, indiquant qu’il y a une relation directe entre la cessation des feux et le changement marqué par l’établissement de l’érable au lieu du chêne.

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Introduction

Across much of the eastern United States, red maple (Acer rubrum L.), sugar maple (Acer saccharum Marsh.), and other mesophytic and (or) shade-tolerant species have become abundant in historically oak-dominated landscapes, threatening the continued dominance of oak (Lorimer 1984; Abrams 1992). Fire-control policies instituted ca. 1910 to 1930 often are considered a primary cause of these successional trends (e.g., Lorimer 1993).

Oaks are considered to be better adapted than maples to a regime of periodic fires primarily because of their relatively thick and, thus, fire-resistant bark; their ability to compartmentalize wounds caused by fire; and the capacity of established seedlings to continue to sprout after being top-killed  repeatedly (Smith and Sutherland 1999; Johnson et al. 2002;  Van Lear and Brose 2002). Periodic anthropogenic fire is widely considered to have promoted and sustained eastern  oak ecosystems throughout their postglacial history  (Abrams 2002). However, specific knowledge of past fire  regimes, which can be obtained by analysis of fire-scarred  trees, is limited to relatively few areas. Several studies  show that fire was frequent in oak ecosystems prior to  (Cutter and Guyette 1994; Guyette et al. 2003; Shumway  et al. 2001) and after Euro-American settlement (Sutherland 1997; Schuler and McClain 2003; Guyette and Stambaugh 2004; Soucy et al. 2005) until fire control was instituted.


Received 8 August 2007. Accepted 8 November 2007. Published on the NRC Research Press Web site at cjfr.nrc.ca on 26 April 2008.
T.F. Hutchinson,1 R.P. Long, and R.D. Ford. USDA Forest Service, Northern Research Station, 359 Main Road, Delaware, OH 43015, USA.
E.K. Sutherland. USDA Forest Service, Rocky Mountain Research Station, 800 Block East Beckwith, P.O. Box 8089, Missoula, MT 59807, USA.

1Corresponding author (e-mail: thutchinson@fs.fed.us).


Much more is known about long-term patterns of tree establishment in old-growth oak forests. These studies often suggest a strong influence of fire cessation on tree recruitment (e.g., Abrams and Downs 1990; Abrams and Copenheaver 1999; Aldrich et al. 2005). Oak recruitment is known to have occurred for up to several hundred years but decreased or ceased around the time that fire control began. Several of these studies also document greatly increased recruitment of maples and other nonoak species during the same period (e.g., Abrams and Downs 1990; Abrams and Copenheaver 1999).

Shumway et al. (2001) were the first to document both the fire history and patterns of establishment for oak and other species in an old-growth oak-dominated stand in western Maryland. The authors showed that fire and oak recruitment were frequent from the early 1600s through the early 1900s. Both the cessation of oak recruitment and the increased recruitment of red maple and black birch (Betula lenta L.) coincided with reduced fire frequency ca. 1930. Soucy et al. (2005) showed that oak-hickory stands in the Arkansas Ozarks originated following harvesting or fire ca. 1900 and that fires were frequent through the 1930s. As fires became much less frequent after ca. 1940, oak recruitment ceased, and other shade-tolerant, nonoak species, such as flowering dogwood (Cornus florida L.), red maple, and blackgum (Nyssa sylvatica Marsh.), became established (Soucy et al. 2005).

The unglaciated ‘‘hill country’’ of southeastern Ohio was dominated by oak forests ca. 1800, just prior to Euro-American settlement (Beatley 1959; Gordon 1969; Dyer 2001). After nearly all of the forests in the region were cut over in the 19th century, many stands regenerated to oak dominance (Goebel and Hix 1997; Dyer 2001; Yaussy et al. 2003), and oak remains abundant in the region today (Griffith et al. 1993). However, as with most areas in the eastern United States that historically were oak dominated, the continued abundance of oak is threatened by increasing densities of maples and other species (e.g., blackgum and beech (Fagus grandifolia Ehrh.)) and poor oak regeneration. Dendrochronology fire histories indicate that fires occurred frequently in the region from ca. 1870 to 1935 (Sutherland 1997; McEwan et al. 2007b). It is hypothesized that this fire regime sustained oak dominance as second-growth forests developed (McEwan et al. 2007b) and that fire control directly facilitated the establishment of the now-abundant maples and other competitors (Sutherland et al. 2003).

To better understand how past fires were related to tree establishment, we conducted a dendrochronology study at the Ohio Hills site of the national Fire and Fire Surrogate Study (FFS). Our study was carried out on three replicate sites, each containing two separate units (*20 ha each) that here thinned. The second-growth forests were dominated by oak in the overstory, but maples and other shade-tolerant species were abundant in the midstory and understory. We collected basal cross sections from cut stumps of both oaks and maples to document stand fire histories and tree establishment. We hypothesized that, within a stand, temporal patterns of oak and maple recruitment would be closely related to the occurrence of past fires. Specifically, we hypothesized that (i) fires were frequent prior to the initiation of fire control, (ii) oak establishment occurred primarily before the initiation of fire control, and (iii) maples established primarily during the fire-control era. By studying units within three spatially separated replicate sites that likely had different fire histories, we also hoped to better understand how variability in past fire regimes affected oak and maple establishment. To our knowledge, this is the first study that directly examines the relationship between specific historic fire events and oak and maple recruitment events. A better understanding of how past fire regimes affected the pattern and pace of recruitment during stand development could provide new insights for the use of prescribed fire to manage oak forests.


Methods

Study area and site descriptions

The study area is in southern Ohio within the Southern Unglaciated Allegheny Plateau (McNab and Avers 1994). The topography is highly dissected, consisting of sharp ridges, steep slopes, and narrow valleys. The bedrock geology is predominantly sandstones and shales that produce well-drained and acidic soils.

The Ohio Hills FFS study site has three replicates (hereafter sites): one each in the Raccoon Ecological Management Area (REMA), Zaleski State Forest, and Tar HollowState Forest. The REMA site (39812’34@N, 82823’07@W) is in Vinton County and within the Vinton Furnace Experimental Forest; owned by Forestland Group, LLC, and comanaged with the USDA Forest Service Northern ResearchStation. The Zaleski site (39821’22@N, 82821’59@W), also in Vinton County, is 19 km north of the REMA site. The Tar Hollow site (39819’ 47@N, 82846’11@W) is in Ross County, 35 km west of the Zaleski site. Soils at both REMA and Zaleski are predominantly Steinsburg and Gilpin series silt loams (Typic Hapludalfs); Tar Hollow soils are predominantly Shelocta-Brownsville complex sandy loams (Typic Hapludalfs and Typic Dystrochrepts, respectively) (Boerner et al. 2007). Both state forests are managed by the Ohio Department of Natural Resources’ (ODNR) Division of Forestry.

Human land use has had a major effect on these forests. Both the REMA and Zaleski sites are located near charcoal iron furnaces that operated in the 1800s. REMA is <2 km from Vinton Furnace and Zaleski is <4 km from Hope Furnace; these were in operation from 1853 to 1883 and from 1854 to 1874, respectively (Stout 1933). Forests at both sites presumably were harvested at least once to provide charcoal for iron smelting. The Tar Hollow site was not affected by the iron industry since it was more than 25 km from the nearest furnace. Land deeds show direct human occupation in small parcels within the Tar Hollow study site until the mid-1930s (ODNR, Division of Forestry, District Office, Chillicothe, Ohio).

The forests generally were similar in structure and composition across the three sites. Prethinning data collected in 2000 showed that mean stand basal area at REMA was 28 m2/ha; white oak (Quercus alba L.) accounted for 21% of the basal area; black oak (Quercus velutina Lam.), 17%; chestnut oak (Quercus montana Willd.), 15%; and scarlet oak (Quercus coccinea Muenchh.), 12% (D.A. Yaussy, USDA Forest Service, Delaware, Ohio, unpublished data).

Mean basal area at Zaleski was 27 m2/ha and was dominated by chestnut oak (31%), followed by white oak (22%), red maple (13%), and black oak (13%). At Tar Hollow, mean basal area was 32 m2/ha, and the dominant species were chestnut oak (33%), white oak (20%), and black oak (16%). Oak site indices (base age 50 years) are variable across the landscape because of the dissected topography, ranging from about 17 m (55 ft) on upper south-facing slopes to 24 m (80 ft) on lower north-facing slopes (D.A. Yaussy, USDA Forest Service, Delaware, Ohio, personal communication). On all sites, the sapling layer (1.4 m tall to 9.9 cm diameter at breast height (DBH)) and the midstory (trees 10-25 cm DBH) were dominated by shade-tolerant trees, the most abundant of which were red maple, sugar maple, blackgum, and beech (Albrecht and McCarthy 2006). Shade-tolerant trees >25 cm DBH occurred at low densities on all sites.

The mean annual temperature and precipitation are 11.3 8C and 1024 mm, respectively. Precipitation is distributed fairly evenly throughout the year with no months averaging <60 mm. Today, most fires occur during the early spring (March and April) and fall (October and November), when vegetation is predominantly dormant; spring dormant season fires are the most frequent (Haines et al. 1975; Sutherland et al. 2003), and nearly all fires are anthropogenic in origin.

At each FFS site, four treatment units (19-26 ha) were established: an untreated control (control), mechanical thinning (thin), prescribed fire (burn), and a combination of thinning and fire (thin+burn). Our dendrochronology study was conducted on the two thinned units (thin and thin+burn) at each site. Midstory thinning occurred from November 2000 to April 2001 and favored the retention of dominant and codominant oaks. However, to meet commercial thinning objectives, some dominant and codominant oaks were harvested. Across sites, stand density (trees ‡10 cm DBH) was reduced by 32% from a mean of 400 to 269 trees/ha, and tree basal area was reduced by 30% from a mean of 29 to 20 m2/ha.

Sampling design and field methods
At the REMA site, the two thinned units (hereafter, REMA 2 and REMA 3) were separated by a triangular wedge of untreated forest that ranged in width from several meters to 275 m. The Zaleski thinned units (Zaleski 2 and Zaleski 3) were contiguous, and the boundary between units was an intermittent stream drainage. The Tar Hollow thinned units (Tar Hollow 2 and Tar Hollow 3) also were contiguous, but the boundary did not follow a major topographic feature. Despite the contiguous units at Zaleski and Tar Hollow, we treated the units separately for summary and  nalyses, because 50% (14 of 28) of the fires that we document were recorded only in a single unit.

Ten 0.1 ha plots were established in each unit to monitor vegetation and soils for the FFS study. Plot corners were georeferenced with global positioning system (GPS) technology. The plots were distributed across the landscape to represent a continuous range of soil moisture conditions from dry (upper south-facing slopes) to mesic (lower north-facing slopes). In 2000, all overstory trees (‡10 cm DBH) were tallied by species and DBH on each plot prior to treatments. We focused our collection of oak and maple basal cross sections on the plots to utilize the tree data and georeferenced locations.

Full basal cross sections were cut from stumps with a chainsaw from December 2000 to May 2001, soon after thinning operations had been completed in each unit. All oak stumps in a plot were examined for the presence of wounds (discoloration, seams, staining, and wound wood ribs) that might indicate a fire event (Smith and  Sutherland 1999). We attempted to locate at least two oak stumps within or adjacent to each plot. We collected 137 oak cross sections across all units and recorded the upslope position on each. Samples included 64 white oak, 40 chestnut oak, 22 black oak, 7 scarlet oak, and 4 northern red oak (Quercus rubra L). All samples were cut at a height of about 5-10 cm aboveground. The mean basal diameter of the oak samples was 47.4 cm and ranged from 23.1 to 98.1 cm. We mapped the approximate location of each sample based on its position within or adjacent to a georeferenced vegetation plot.

To determine the temporal pattern of maple establishment, our objective was to collect basal cross sections from three stumps in and (or) adjacent to each plot. Our goal was to collect three maples for every two oaks, because maples were approximately 1.5 times as abundant as oaks in the midstory, where the thinning treatment was focused. Our first priority was to obtain larger maples to document the time when establishment began, but we sampled across a range of maple stump diameters. We collected 30-39 maples per unit for a total of 204 (142 red maple and 62 sugar maple). Nearly all sugar maple samples were collected in three units: Tar Hollow 2 (n = 27), Tar Hollow 3 (n = 20), and REMA 3 (n = 15). The mean basal diameter of maple samples was 27.5 cm and ranged from 10.1 to 58.4 cm.

Laboratory methods
Cross sections were planed and sanded to enhance ring boundaries and facilitate dating. Each oak sample was crossdated using skeleton plots (Stokes and Smiley 1968) against a previously established master chronology for the region (Sutherland 1997). Maple cross sections ‡70 years old also were skeleton plotted and cross-dated. Younger maple samples were ring-counted along two to four radii and crossdated by identification of key stress years. Several factors contributed to make the exact pith dates for maples somewhat less precise than that for the oaks. Firstly, the crossdating was less clear for maples than for the oaks, i.e., key stress years were not as consistent among the maples. Secondly, a small proportion of the maples had decay or incipient decay in or near the pith, which obscured the ring boundaries. Thirdly, some maples had rings that were locally absent in a portion of their circumference, a common phenomenon documented by Lorimer et al. (1999) for suppressed sugar maple trees. Several samples that we felt could not be reliably dated (primarily small suppressedstems) were omitted from further analyses.

We required at least three scarred samples per unit per year to classify a wound event as a fire scar and, consequently, a year as a fire year. If only two wounds were present in a unit in a given year but the adjacent unit showed evidence of a fire in the same year (three or more samples scarred), we recorded a fire for the unit with only two scars (this occurred once). These criteria were applied to limit the likelihood that wounds caused by other factors (e.g., logging, falling trees and branches, or animals) were recorded as fire scars (see McEwan et al. 2007a). The seasonality of each fire event was determined by examining where the wounds intersected the annual growth ring. For dormant-season scars (located between annual growth rings) it was not possible to determine whether the scar occurred in the fall after the previous growing season or in the late  Hutchinson et al. winter – early spring prior to the upcoming growing season (Sutherland 1997). Because fires in our region are most frequent in the early spring dormant season (March-April), we assigned dormant-season wounds to the calendar year of the upcoming growing season. For example, a dormant-season wound located between the 1922 and 1923 annual growth rings was recorded as a 1923 wound.

To better examine how the relative intensity and (or) extent of fires may have affected tree establishment, we defined fires as ‘‘significant’’ if (i) ‡33.3% of the samples exhibited wounds and (ii) at least five samples had wounds. Since little is known about the relationship between fire intensity and scarring in oaks (see Smith and Sutherland 1999; Guyette and Stambaugh 2004; McEwan et al. 2007a), this definition provides a relative measure of the intensity and extent of the fires within this study. We mapped the location of all samples (oaks and maples) in all fire years at REMA to visualize the spatial pattern of fire scars and tree establishment across the landscape. We used the ArcView version 3.2a geographic information system to map samples based on our field maps that showed locations within or adjacent to a georeferenced vegetation plot. We selected eight of the nine fire years at the REMA study site to illustrate spatial patterns of fire scarring and tree establishment.

Ring widths were measured on the oaks so that growth dynamics and potential release events could be determined. Oak cross sections were scanned and measured using WINDENDRO (Regent Instruments Inc., Ste-Foy, Que.). Two radii approximately 1808 apart were measured in each cross section. Radii were located to minimize the influence of wounds and associated wound wood on growth measurements. Ring-width measurements and crossating were verified with the program COFECHA 2.1 (Holmes 1983; Grissino-Mayer 2001b). The program ARSTAN (Cook and Kairiukstis 1990) from the Lamont Doherty Earth Observatory’s Tree-Ring Laboratory, was used to detrend measurements with a negative exponential curve or linear regression line. This standardization procedure removes the growth trend associated with age and produces dimensionless indices that can be averaged to create a master chronology for a site (Fritts 1976). A master chronology was created for each of the six sampled sites.

Potential releases associated with disturbance events were identified in each master chronology with the JOLTS program (Holmes 1999) from the International Tree-Ring Data Bank Dendrochronology Program Library. Major releases were those where there was a >100% increase in growth expressed as the mean chronology ring-width index over a 15 year period compared with the mean chronology ringwidth index in the preceding 15 year period. Minor releases were those where growth increased 50% over a 10 year period compared with a previous 10 year period (Lorimer and Frelich 1989; Soucy et al. 2005). We report release events only when there were at least 10 trees present in the master chronology. Fire-return interval analyses Data on fire history derived from oak cross sections were analyzed using the FHX2 program (Grissino-Mayer 2001a, 2004). Because fires were so infrequent after 1935, it was not possible to statistically compare fire frequency between pre- and post-fire suppression periods. Instead, for each study unit, we calculated fire intervals from the first fire to 1935 (before and during the early fire-control period) and compared these with fire intervals from the first fire to 2000. Both mean fire intervals (MFI) and Weibull median fire intervals (WMFI) were calculated. The latter is considered a better estimator of central tendency for the typically nonnormal fire-interval distributions (Grissino-Mayer and Swetnam 1997; Grissino-Mayer et al. 2004).

For each unit, we also calculated the mean fire occurrence probability (MFOP) for two periods (stand origination to 1935 and to 2000). Defined by Guyette et al. (2006), MFOP is the number of years divided by the number of fires in a chronological period. Guyette et al. (2006) calculated the MFOP to account for the fire-free period prior to the first recorded fire. For each site, we defined the stand origination as the first year in which at least four samples were present that could potentially record a fire.

Results

Twenty-eight fires were recorded, of which 26 occurred from 1870 to 1933 (Table 1). Twelve fires scarred five or more samples and were classified as significant fires (‡33.3% of the samples were scarred); these fires occurred from 1877 to 1923. Most wounds attributed to fire were recorded on small-diameter trees; for all fires, the basal diameter of oaks at the time of wounding was 12.7 ± 0.7 cm (mean ± SE). In most of the fires (n = 24), all wounds were located between annual growth rings, indicating occurrence in the dormant season (September to early April). In fire years, 147 of the 213 total wounds (69%) were on the uphill portion of the stem (3008 clockwise to 608), based on the uphill position recorded on the sample in the field. Of the 204 maple samples, only one exhibited a fire scar (a wound in a fire year); that maple, from Zaleski 2, had a wound in 1965.

Fire histories of the study units

REMA 2 had the greatest number of fires (n = 7) and significant fires (n = 5) (Table 1); fires were documented from 1877 to 1933. The 1917 significant fire had both dormant and earlywood scars, suggesting an early growing season fire. In the 1933 fire, most wounds were present in the late earlywood; in that fire, all seven scarred trees were young and small, having established in 1923 or 1924 and averaged only 5.1 cm in basal diameter (Table 1). We recorded six fires at REMA 3, three of which were significant, from 1878  1923 (Table 1; Fig. 1). As with REMA 2, the wounds in the 1917 fire indicate an early growing season fire; in the 1906 fire, all three wounds intersected the earlywood.

Zaleski 2 had evidence of six fires; five occurred from 1870 to 1928, and a sixth occurred in 1965 (Table 1). Although only the 1923 fire was classified as significant, it wounded 83% (15 of 18) of the samples; none of the other fires wounded more than three samples. No fires were recorded at Zaleski 2 during a 25 year period from stand origination (1844 to 1869). At Zaleski 3, the chronology was shorter, dating from 1880 to 2000. Although only three fires were recorded, both the 1917 and 1923 fires were significant. Again, the 1923 fire wounded a high percentage (61.9%) of the samples. All fire scars in both Zaleski units were in the dormant season.

Table 1. Summary data for the 28 fires documented on the six study units.


Diameter scarred (cm)

Study site, sample size,and chronologya Fire year Fire seasonb Scarred tree (%) No. of scarred trees Total no of trees Mean Range
REMA 2
n = 29
1855-2000
1877
1885
1895
1900
1917
1923
1933
D
D
D
D
D and E
D
E
50.0
66.7
25.0
50.0
50.0
50.0
20.7
6
8
3
6
6
9
7
12
12
12
12
12
18
29
8.6
13.0
14.4
18.1
22.0
13.1
5.1
7.0-10.7
9.5-17.2
13.5-15.2
15.4-23.1
18.0-28.8
3.3-25.8
2.7-7.5
REMA 3
n = 22
1858-2000
1878
1885
1895
1906
1917
1923
D
D
D
E
D and E
D
23.1
38.5
57.1
23.5
33.3
18.2
3
5
8
3
7
4
13
13
14
17
21
22
7.4
11.0
14.2
18.4
11.7
16.8
4.6-10.5
6.7-14.5
5.5-19.5
12.1-21.5
3.9-21.7
8.6-25.0
Zaleski 2
n = 24
1844-2000
1870
1897
1917
1923
1928
1965
D
D
D
D
D
D
75.0
33.3
16.7
83.3
12.5
12.5
3
3
3
15
3
3
4
9
18
18
24
24
4.7
5.0
13.3
16.0
11.1
22.5
4.2-5.4
1.2-8.3
6.3-18.1
7.5-29.8
4.0-15.6
16.8-33.7
Zaleski 3
n = 25
1880-2000
1914
1917
1923
D
D
D
22.2
35.0
61.9
4
7
13
18
20
21
5.2
8.6
10.3
3.8-6.8
4.9-13.6
6.3-17.2
Tar Hollow 2
n = 22
1844-2000
1883
1900
1926
D
D
D
71.4
26.7
22.7
5
4
5
7
15
22
7.9
4.4
13.4
5.7-13.7
1.5-8.0
8.0-24.0
Tar Hollow 3
N = 17
1899-2000
1900
1912
1984
D
D
D
50.0
25.0
17.6
2
3
3
4
12
17
6.4
7.2
40.7
3.0-6.8
3.7-10.7
36.3-47.0

Note: All data are from the oak samples. Years in bold type indicate fires that scarred five or more trees and ‡33.3% of samples.
aSample size is the total number of oak samples. Chronology period begins with the first year when four or more samples were present to record fires.
bD, dormant season; E, earlywood; D and E, both dormant and earlywood wounds were present in the samples.


We recorded three fires at Tar Hollow 2 from 1883 to 1926 (Table 1). No fires were documented in the 39 years from stand origin (1844) to the 1883 fire; that fire was the only significant fire, wounding five of seven trees. Tar Hollow 3 had the shortest chronology (1899-2000) of all units; fires were documented in 1900, 1912, and 1984. Only two trees were scarred in 1900, but this is included as a fire because of its concordance with the four trees scarred in 1900 in Tar Hollow 2. Only three trees were scarred in the 1912 and 1984 fires at Tar Hollow 3. As with Zaleski, all fire scars were located between annual growth rings, indicating dormant-season fires.

Fire-return intervals
In the period before active fire control and ending in 1935, composite mean fire intervals (MFI) only could be calculated at three of the six units (REMA 2, REMA 3, and Zaleski 2). At these units, MFI ranged from 9.0 to 14.5 years (Table 2). Likewise, the composite Weibull median fire interval (WMFI) ranged from 9.1 years at REMA 2 to 11.3 years at Zaleski 2. For the same pre-1936 period, the mean fire occurrence probabilities (MFOP; Guyette et al. 2006), which also take into account the period of time prior to the first fire, ranged from 11.6 and 12.2 years at REMA 2 and REMA 3, respectively, to 30.7 years at Tar Hollow 2. For the five units originating in 1880 or before (all but Tar Hollow 3), there was a period of at least 20 years from stand origination to the first recorded fire. As only two fires were documented from 1936 to 2000, fire-interval calculations that end in 2000 are longer (Table 2). The WMFI ranged from 12.7 and 13.9 years at REMA 2 and REMA 3, respectively, to 35.4 years at Tar Hollow 2.

Fire and the establishment of oaks and maples
At REMA 2, all oak samples established prior to 1924, and nearly every maple recruited after the 1923 fire (Fig. 2a).

Fig. 1. Fire history diagram for REMA 3. The broken horizontal lines represent the growth years for the 22 oak samples. The solid triangles are wounds that were in a recorded fire year; vertical bars are wounds present in years not recorded as fire years. The six fire years are indicated by the vertical lines located above the timeline.

 


 

Study site Period ending in1935 Period ending in 2000
MFI WMFI (87.5%-12.5%) MFOP (years/fires) MFIa WMFI (87.5%-12.5%)a MFOP (years/fires)
REMA 2 9.3 9.1 (4.8-14.1) 11.6 (81/7) 17.6 12.7 (2.8-36.1) 20.9 (146/7)
REMA 3 9.0 9.2 (6.7-11.3) 12.2 (73/6) 20.3 13.9 (2.6-42.4) 23.8 (143/6)
Zaleski 2 14.5 11.3 (2.8-28.8) 18.4 (92/5) 21.7 18.2 (5.5-40.3) 26.2 (157/6)
Zaleski 3 18.7 (56/3) 28.7 14.0 (1.5-63.2) 40.3 (121/3)
Tar Hollow 2 30.7 (92/3) 39.0 35.4 (13.3-68.2) 52.3 (157/3)
Tar Hollow 3 18.5 (37/2) 33.3 27.3 (7.6-64.2) 34.0 (102/3)

Note: A dash indicates that there were an insufficient number of fire events to calculate the interval.
aFire interval calculations in these columns are based on a final incomplete interval ending in 2000.

After an initial period of oak establishment (1852 to 1865), presumably after harvesting for the charcoal iron industry, there was a 51 year period (1866 to 1916) when no oak recruitment was recorded. Thereafter, two pulses of oak establishment were documented immediately after the significant fires of 1917 and 1923. No maples predated the 1917 fire, and several maples established between the 1917 and 1923 fires. In 1923, immediately after the last significant fire, 15 maples recruited. Thereafter, 17 maples established from 1924 to 1938.

At REMA 3, initial oak establishment occurred from 1849 to 1860. As with REMA 2, no establishment was recorded after 1924 (Fig. 2b). After 1860, there were no large pulses of oak establishment, but there were 7 years from 1885 to 1924 in which pith dates were recorded for one or two oaks. The oldest maple dated to 1921, and a pulse of 11 stems established in 1923, immediately after the last fire. An additional 12 maples established from 1924 to 1949.

The temporal patterns of fire and establishment at the Zaleski units were similar to those of REMA, remarkably so for the initiation of maple establishment and the corresponding cessation of oak recruitment. At Zaleski 2, four oaks established in the 1840s (Fig. 2c). There was a period of oak recruitment from 1872 to 1880, with a pulse of eight stems in 1879 and 1880, following the 1879 fire. After 1880, we record virtually no oak recruitment for 42 years (1881 to 1922). Oaks then established in 1923 and 1924, immediately after the 1923 fire which scarred 15 of 18 oaks. Maple establishment began in 1922 (n = 4), just before the 1923 fire; four others dated to 1923. Thereafter, 22 maples established from 1924 to 1965, with a maximum of three stems in a single year.

 

Fig. 2. (af) Temporal establishment of oaks and maples for the six study units. Fires are indicated by vertical lines above the timeline; significant fires, those with ‡33.3% of samples wounded, are indicated by vertical arrows.

 

At Zaleski 3, we recorded 5 oaks that established before 1900 (primarily ca. 1880); then, 10 trees established in 1902 (Fig. 2d). The 1902 pulse of oak recruitment was not associated with a fire. As in unit 2, there was another period of oak establishment (n = 5) in 1923 and 1924, immediately following the 1923 significant fire; thereafter, we recorded only a single oak that established in 1954. As in unit 2, maple recruitment initiated in 1922 (n = 4), and eight trees established in 1923, directly after the significant fire. From 1926 to 1928, 11 maples established, and 11 others had pith dates from 1937 to 1959.

Tar Hollow 2 exhibited an early period of oak establishment (n = 8) from 1835 to 1851, six of the eight trees had pith dates of 1842 and 1843 (Fig. 2e). We recorded no oak establishment from 1852 to 1885; 15 trees established from 1886 to 1919. There was a small pulse (n = 3) of oak recruitment in 1900 after the fire of that year. Unlike REMA and Zaleski, maple establishment began nearly 40 years earlier at Tar Hollow 2. Maples (both red and sugar) recruited for 70 years (1881 to 1951) in a fairly continuous manner but did not exhibit the large pulses recorded at REMA and Zaleski.

The oldest oak recorded in Tar Hollow 3 dated to 1851, but no other samples predated 1894 (Fig. 2f). We record fires in 1900 and 1912. The 1900 fire scarred two of the four samples, and there was a pulse of oak recruitment (n = 6) that year. Thereafter, six oaks had pith dates from 1902 to 1924; no more than one tree was recorded in any single year. Maple recruitment at Tar Hollow 3 spanned from 1897 to 1963. As in Tar Hollow 2, there were no large establishment events. At both Tar Hollow units, despite different patterns of fire and an earlier initiation of maple establishment compared with REMA and Zaleski, oak establishment ceased at the same time at all sites (ca. 1920 to 1925).

Spatial distribution of fire scars and tree establishment at REMA

Fires that occurred in 1885, 1895, 1917, and 1923 were recorded in units 2 and 3 (Fig. 3). The 1885 and 1917 fires were classified as significant in both units. By contrast, the presence of fire-scarred trees was limited to one unit in the other five fire years (1877, 1878, 1900, 1906 [not shown], and 1933). Presumably, these fires did not burn across the intermittent stream drainage separating the two units. Similarly, the stream drainage in the center of unit 2, running southwest, appears to have limited fire spread in several years when trees were scarred only northwest (1895 and 1900) or southeast (1933) of the drainage.

For all fire years, scarred oaks were located near oaks that were not scarred. The trees most prone to exhibiting fire scars were in the northern portion of unit 2, near the top of the ridge; two or more of the seven trees that had established there before the first fire in 1877 were scarred in all unit 2 fires prior to 1933.

Maple establishment is first shown in both units on the 1923 fire map (Fig. 3g); these trees established from 1917 to 1922 and survived the 1923 fire. In unit 3, most of the maples that established before 1923 were in areas where fire scars were not recorded on oaks in 1923, suggesting that those small trees were in unburned patches. In unit 2, all three maples predating 1923 are within 5-20 m of an oak with a 1923 fire scar; however, all three oaks with fire scars were small in 1923, each having established immediately after the 1917 fire. By the time of the 1933 fire (Fig. 3h), maples had established across most of the landscape. All of the maples in the 1933 fire map were relatively near scarred oaks and thus escaped that fire; none of these samples had 1933 wounds. However, the low-intensity and perhaps patchy nature of the 1933 spring growing season fire is suggested by the fact that only small oaks (mean basal diameter 5.1 cm) that established after the 1923 fire were scarred.

Radial growth and releases

The master chronologies show growth that is typical of trees from forest interior sites and show only several sustained release events (Fig. 4). Growth releases were identified at only two of the six units; however, none of these releases coincided with a fire. Zaleski 2 had a major release beginning in 1896, perhaps coinciding with a harvest based on its magnitude. No oak recruitment was associated with this release. A moderate release also was identified at this site for 1906. REMA 3 had a major release in 1864  (Fig. 4), although considerable variability in early growth associated with the small sample size may partially account for this release event. No growth releases were identified at Zaleski 3, REMA 2, or at the Tar Hollow units. At REMA 3, some oak recruitment preceded the 1864 release event, but there is no evidence that these were related (Figs. 2 and 4). These analyses, based on the standardized mean ring width chronologies, indicate that fires were of insufficient intensity to cause standwide mortality and the release of surviving oaks.


Discussion

Historic fire regime

Generally, fires were frequent from ca. 1870 to 1935 as stands developed but were uncommon thereafter, reflecting the regional postsettlement history of anthropogenic fire and its suppression. A 1920-1922 forest survey of 10 southern Ohio counties reported that 25% of all forested land showed visible evidence of having burned at least once within the previous decade (ODNR, Ohio Division of Forestry, Columbus, Ohio). Data from the same survey indicated that 5% to 7% of forested land burned annually (Ohio Experiment Station 1922). Organized fire control was instituted in 1923, and its infrastructure and effectiveness developed rapidly.  By 1935, 19 fire lookout towers had been erected in 8 southern Ohio counties, and 447 fire wardens were employed (Leete 1938). From 1926 to 1935, the mean annual forest acreage burned had been reduced to 0.8% (Leete 1938); from 1950 to 2000, it was further reduced to only 0.1% per year (ODNR, Division of Forestry, Columbus, Ohio).

Our study adds to the growing body of dendrochronological evidence that fire was frequent in the central hardwood region prior to organized fire control; examples include oak and oak-pine community types in the Missouri and Arkansas Ozarks (Cutter and Guyette 1994; Guyette et al. 2002; Guyette and Spetich 2003; Soucy et al. 2005); pine-oak communities in the southern Appalachians (Brose and Waldrop 2006); post oak (Quercus stellata Wang.) barrens in Indiana (Guyette et al. 2003) and Tennessee (Guyette and Stambaugh 2004); and oak forests in southern Ohio (Sutherland 1997; McEwan et al. 2007b), Maryland (Shumway et al. 2001), and West Virginia (Schuler and McClain 2003). The fire-return intervals that we calculated for the REMA and Zaleski sites, ranging from 9.1 years prior to 1936 to 18.2 years overall (WMFI), are within the range reported in those studies (2-24 years), despite our more conservative criteria for classifying fire years. However, the 35 year firereturn interval at Tar Hollow 2 exceeds the range in the other studies.

In the central hardwoods region, dissected topography is known to have limited the spread of fires historically (Guyette et al. 2002). In our study, mapped fire-scarred trees suggest that even relatively small intermittent stream drainages limited fire spread in some years, resulting in some fires that were recorded on, and presumably burned, only a portion of the 20 ha units. By contrast, several of the significant fires spanned two units, scarring trees as far as 900 m apart.

Fig. 3. (ah) Spatial distribution of oaks and maples at REMA in eight fire years. Solid circles indicate oaks scarred by a fire in the year associated with the map, and open circles show oaks that were not scarred in that year. The shaded triangles indicate the location of maples that had established by the time of the 1923 (Fig. 3g) and 1933 (Fig. 3h) fire years. (No maples were documented to have established at the time of the 1917 fire or before.)

 

Fig. 4. Master tree ring chronologies (ARSTAN) showing fire events (vertical arrows) and the point when a minimum of 10 trees were averaged (vertical line) into the mean chronology. Major (M) and moderate releases (m) were only noted in the Zaleski 2 and REMA 3 chronologies.

As other dendrochronological fire-history studies in the region have shown (e.g., Sutherland 1997; Shumway et al. 2001; McEwan et al. 2007b), the great majority of fires occurred in the dormant season (September to early April). Only fires in 1906, 1917, and 1933 at REMA had wounds located in the earlywood. In southern Ohio, radial growth (earlywood production) in oak begins in middle to late April, during bud-swelling and leaf unfolding (Phipps 1961). Oak cross sections collected in early May clearly show earlywood production, whereas samples from mid June show latewood production (R.W. McEwan, Department of Forestry, University of Kentucky, Lexington, Ky., unpublished data). Thus, we estimate that fires exhibiting both dormant and earlywood scars likely occurred in mid-April at the onset of radial growth (e.g., the 1917 REMA fire). The single fire (REMA 2 in 1933) that exhibited wounds intersecting the late portion of the earlywood probably occurred in May.

Sutherland (1997) and McEwan et al. (2007a) showed that historic fire occurrence in this region was not related strongly to monthly climatic conditions. Similarly, we recorded fires in both wet and dry periods. However, for the years in which fires occurred at more than one study site (1900, 1917, and 1923), all exhibited two or more months of drought conditions (Palmer drought severity index more negative than -1.5) the previous fall (1900, 1917, 1923) or also in the spring of the recorded fire year (1900).

The intensity of fires as these stands developed is difficult to determine with certainty because research is lacking that directly relates fire intensity to scarring in oak. However, several studies that have examined patterns of scarring in oak following prescribed fires provide some insight. Smith and Sutherland (1999) found that 14 of 18 small oak trees (4-23 cm DBH) had at least one fire scar after two low-intensity prescribed fires (flame lengths generally <50 cm with no overstory tree mortality). Guyette and Stambaugh (2004) showed that 35% to 65% of mostly small post oak trees (10-25 cm basal diameter) were scarred during three separate prescribed fires in an oak community in Tennessee. These fires burned 72%-93% of the area and reduced stand density (mostly small-diameter trees) by 35%. However, in both studies, only trees with visible bark char were selected for sampling. In our study, we found that, on average, 40% of the oak samples, most of which were small at the time (5 to 25 cm basal diameter) were scarred in the historic fires. These scarring percentages suggest that the fires would have been similar in intensity to the prescribed fires reported by Smith and Sutherland (1999) and Guyette and Stambaugh (2004). Although pulses of oak establishment immediately after some historic fires in our study suggest abundant resprouting after top kill, there is no evidence of high-severity stand-replacement fires even in these relatively young, regenerating stands.

McEwan et al. (2007a) reported that during 15 separate prescribed fires that were similar in intensity to those in Smith and Sutherland (1999), the scarring rate was much lower (12.6%) in white oak. However, because the sample trees in that study were much larger (most were >20 cm DBH), it is difficult to compare those scarring percentages with the historic scarring of small trees in our study.

Five years after a prescribed fire, Wendel and Smith (1986) found that 66% of overstory trees (all species, >12.7 cm DBH) exhibited fire scars visible on the exterior of the stem as exposed wood with callous tissue. The fire in their study was higher in intensity, reducing stand basal area by nearly 20%. The high scarring percentage of larger trees in their study suggests a higher intensity fire than was typical of the historic fires in our study.

Fire, land use, and tree establishment
At REMA and Zaleski, periods of oak and maple establishment were related to specific fire events as these stands developed. The establishment and subsequent survival of maples generally began immediately after the cessation of significant fires, i.e., fires that wounded at least one-third of the oak samples. The final oak establishment event also occurred directly after the last significant fire at three of the four REMA and Zaleski units. Because maples seldom were recorded as witness trees in upland forests just before Euro American settlement (Beatley 1959; Dyer 2001), these results lend support to the hypothesis that organized fire control facilitated the invasion of maples into the uplands from the more fire-protected lowlands (Abrams 1998).

The temporal patterns of fire history and maple establishment were similar at all four units at REMA and Zaleski. All units had periodic fires from ca. 1870 to 1925, and all units burned in both 1917 and 1923; in each of those years, fires were significant in three units. The initiation of maple establishment was similar in that none was documented in any units before the 1917 fires. Limited establishment was documented between the 1917 and 1923 fires, and large pulses occurred immediately after the 1923 fires followed by continuous establishment into the 1960s. The large pulses of maple establishment after the 1923 fires suggest resprouting from previously established individuals. Red maple, which accounted for 89% of the maple samples at REMA and Zaleski, has thin bark and is highly susceptible to top kill by fire (Harmon 1984; Regelbrugge and Smith 1994; Hutchinson et al. 2005); however, it also sprouts prolifically after topkill (Albrecht and McCarthy 2006; Blankenship and Arthur 2006). Maples probably began recruiting into these stands earlier than we document, perhaps much earlier, but presumably were being killed or top-killed until the cessation of fires.

The limited establishment and survival of maples before the 1923 fires (1917 to 1922) in all units may have resulted from several factors. Firstly, wildfires usually burn in a mosaic pattern, particularly in dissected landscapes, resulting in variable fire intensities and including unburned patches. Established maples may have escaped the 1923 fires in unburned patches. We also speculate that the initiation of maple establishment at REMA and Zaleski may have been facilitated by reduced anthropogenic land use, particularly by livestock in open-range woodland livestock grazing (Green 1907). The human population of Vinton County declined steadily with the demise of the iron furnace industry from a maximum of 17 223 in 1880 to 10 287 by 1930 (Vinton County Ohio Genealogy 2005). During the same period, farmland in the county decreased from 93283 to 61559 ha, and most of these lands reverted to forest (Bromley 1934a). Woodland grazing also likely decreased during this period, which would have favored the recruitment of trees, including maples. Brose and Waldrop (2006) showed that the cessation of livestock grazing in the Great Smoky Mountains National Park contributed to increased tree recruitment there in the 1920s and 1930s.

Oak also exhibited pulses of establishment immediately after some fires, suggesting resprouting from previously established stems. However, some fires were not followed by pulses of oak establishment. The final period of oak establishment occurred immediately after the 1923 fires; thereafter, we recorded virtually no additional oak stems. These data suggest that the large increase in maple establishment after the cessation of fires contributed via competition to the lack of subsequent oak recruitment. The absence of fire  after 1923, probably coupled with reduced woodland grazing, also likely facilitated the development of higher stand densities. The resulting closed-canopy conditions that developed would have greatly limited the ability of the relatively shade-intolerant oaks to establish from seed (Beck 1970) but not the shade-tolerant red maple, which can persist for long periods beneath a canopy (Tift and Fajvan 1999). Thus, further oak recruitment from seed, followed by growth and survival, probably was limited by a combination of shading and competition from both overstory trees and understory maples after fires ceased (e.g., Aldrich et al. 2005)

The history of fire and tree establishment at Tar Hollow differed from that of REMA and Zaleski in several aspects. First, at Tar Hollow, there were fewer historical fires (n = 5) and only one was significant. In all, we recorded only 19 historic fire scars at Tar Hollow compared with 48 at Zaleski and 75 at REMA.

The temporal pattern of maple establishment also differed, beginning nearly 40 years earlier (1881) and not exhibiting the distinct pulses after fire cessation that occurred at REMA and Zaleski. Tar Hollow also differed in that there was a long period of fairly continuous oak establishment (ca. 1890 to 1925), that coincided with the continuous recruitment of maples. These differences in fire and regeneration among sites may have resulted from different human land use.

Timber harvesting in the 1800s at Tar Hollow was not associated with charcoal production as at REMA and Zaleski and, thus, may have differed in intensity and extent. Perhaps more important is the evidence of greater and more varied human land use at the Tar Hollow site. In the 1930s, several Land Utilization Project (LUP) areas were established in which the State of Ohio purchased submarginal farmlands and then resettled the occupants (Bromley 1934a, 1934b). The REMA and Zaleski study sites were located near LUP areas while the Tar Hollow site was within the Ross-Hocking LUP. Land titles and appraisals that included detailed ownership and land-use maps from the time of purchase (ca. 1935) indicate that the Tar Hollow site consisted of a number of small parcels of mixed-ownership (ODNR, Division of Forestry, Regional Office, Chillicothe, Ohio). The maps indicate a patchy mixture of cover types: the most abundant was ‘‘forest land (including woodland pasture),’’ but it also included some areas of ‘‘grazing land (grazing or open pasture)’’ and a smaller portion as ‘‘crop land (including orchard and hay meadows).’’ The more varied land uses at Tar Hollow likely would have created a more patchy distribution of disturbances (fire, grazing, and harvesting). In particular, the patchy ownership and land use might have limited fire spread, resulting in the lower observed occurrence of fire. In turn, fewer fires probably facilitated the recruitment and survival of maples beginning much earlier at this site. At Tar Hollow, woodland grazing may have been more prevalent for a longer period with direct human occupation into the mid-1930s, potentially limiting the large pulses of maple establishment that occurred at REMA and Zaleski. Although fires generally were less frequent and wounded fewer trees at Tar Hollow, these units also developed into oak-dominated forests.

Other potential factors affecting tree establishment In addition to fire and human land use (particularly woodland grazing), the regeneration of oak forests was surely influenced by dramatic changes in wildlife populations. The decline and extirpation of the acorn-consuming white-tailed deer (Odocoileus virginianus (Zimmermann)), wild turkeys (Meleagris gallopavo L.), and passenger pigeons (Ectopistes migratorius (L.)) occurred from the mid-1800s to the early 1900s, as these stands were developing (Chapman 1938). Although these declines could have benefited oak regeneration from seed, the consumption of acorns and grazing of seedlings by domestic livestock probably were widespread during this period. No deer were present in Ohio from 1904 to 1922 when a restocking program was initiated (Chapman 1938). By 1938, it was estimated that only 2000 deer were in Ohio (Chapman 1938); the current estimate is 650 000 (ODNR, Division of Wildlife, Columbus, Ohio). Thus, excessive deer browsing clearly would not have contributed to the cessation of oak recruitment ca. 1925. In fact, a lack of deer browsing, the cessation of fire, and a decrease in livestock grazing may have facilitated the dramatic increase in maple establishment during the 1920s and 1930s.

It also is unlikely that American chestnut (Castanea dentata (Marsh.) Borkh.) mortality, caused by the chestnut blight fungus, facilitated the initial recruitment of maple in these stands. Even at REMA and Zaleski where maple recruitment began later (ca. 1920), it predated the arrival of chestnut blight, which caused mortality in Vinton County primarily from 1928 to 1936 (Beatley 1959). Also, chestnut accounted for only 4%-6% of witness trees ca. 1800 (Beatley 1959).

Selective harvesting was common after the mid-1930s on the Zaleski and Tar Hollow State Forests and at the REMA, then owned by D.B. Frampton and Co. (Beatley 1959). Previous work on sites near our REMA sites showed some growth releases suggestive of selective harvesting (Hutchinson et al. 2003). However, our data indicate that, in the absence of periodic fire, canopy disturbances after ca. 1925 did not facilitate oak recruitment. Similarly, during the fire control era, small openings in closed-canopy stands would have favored the growth of maples, which can respond with rapid growth even after long periods of suppression (Tift and Fajvan 1999).

Implications for oak regeneration today
Our results show the past importance of periodic fire in sustaining oak establishment and in limiting maple recruitment as stands developed. However, in many oak forests, there is now an abundance of maples in the midstory that are large enough to be fire resistant. Also, many forests that remain dominated by overstory oaks may be too dense to support oak regeneration even if the maple midstory could be removed with fire. Research has shown that simply returning low-intensity prescribed fires to fully stocked stands does not open the canopy sufficiently to improve the competitive status of oak regeneration (Hutchinson et al. 2005; Blankenship and Arthur 2006). Similar to the past importance of fire in early stand development, oak regeneration has improved when prescribed fire was applied to openstructured stands that developed after partial harvest (Kruger and Reich 1997; Brose and Van Lear 1998; Iverson et al. 2008). However, other studies have shown that the timing and intensity of the mechanical treatments and fire are critical to their success (Franklin et al. 2003; Albrecht and McCarthy 2006). Although fire was important in sustaining oak forests in the past, the legacy of prolonged fire exclusion necessitates research to refine oak regeneration prescriptions that incorporate canopy disturbances, fire, and other tools (Brose et al. 2006).

Acknowledgements

We thank David Hosack, Kristy Tucker, Brad Tucker, Bill Borovicka, Tim Fox, Joan Jolliff, and Zachary Traylor for field and laboratory assistance. We thank Patrick Brose, James Rentch, Ryan McEwan, Marty Jones, and two anonymous reviewers for providing many valuable suggestions on previous drafts of the manuscript. We thank the Ohio Department of Natural Resources, Division of Forestry, for supporting this research on Tar Hollow and Zaleski State Forests; we thank Bob Boyles and Michael Bowden of the Division of Forestry for assistance with historical documents. We also thank Forestland Group, LLC, for supporting this research on the Vinton Furnace Experimental Forest. This is publication No. 172 of the Fire and Fire Surrogate Network Project funded by the Join Fire Sciences Program.

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The Demise of Fire and “Mesophication” of Forests in the Eastern United States

GREGORY J. NOWACKI AND MARC D. ABRAMS

A diverse array of fire-adapted plant communities once covered the eastern United States. European settlement greatly altered fire regimes, often increasing fire occurrence (e.g., in northern hardwoods) or substantially decreasing it (e.g., in tallgrass prairies). Notwithstanding these changes, fire suppression policies, beginning around the 1920s, greatly reduced fire throughout the East, with profound ecological consequences. Fire-maintained open lands converted to closed-canopy forests. As a result of shading, shade-tolerant, fire-sensitive plants began to replace heliophytic (sun-loving), fire-tolerant plants. A positive feedback cycle—which we term “mesophication”—ensued, whereby microenvironmental conditions (cool, damp, and  shaded conditions; less flammable fuel beds) continually improve for shade-tolerant mesophytic species and deteriorate for shade-intolerant,  fire-adapted species. Plant communities are undergoing rapid compositional and structural changes, some with no ecological antecedent.  Stand-level species richness is declining, and will decline further, as numerous fire-adapted plants are replaced by a limited set of shade-tolerant,  fire-sensitive species. As this process continues, the effort and cost required to restore fire-adapted ecosystems escalate rapidly.

Keywords: fire-adapted species, oak-pine, prescribed burning, forest floor, restoration

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Fire was widespread and frequent throughout much of the eastern United States before European settlement 1998). Native Americans were the primary ignition source in many locations, given the moist and humid conditions of the(Pyne 1982, Abrams 1992). Widespread burning created a mismatch between the physiological limits set by climate and the actual expression of vegetation—a common phenomenon throughout the world (Bond et al. 2005). In the eastern United States, presettlement vegetation types were principally pyrogenic; that is, they formed systems assembling under and maintained by recurrent fire (Frost 1998, Wade et al.  2000). Prime examples include tallgrass prairies, aspen (Poulus) parklands, oak (Quercus)-dominated central hardwoods, northern and southern “pineries,” and boreal spruce-fir (Picea-Abies) forests (Wright and Bailey 1982). In turn, an extensive array of eastern animal and plant species have adapted to and depend on fire, either directly (e.g., jack pine [Pinus banksiana Lamb.]) or through the use of fire-maintained habitat (e.g., Kirtland’s warbler [Dendroica kirtlandii]).

A diverse mix of vegetation and site conditions of the eastern United States supported a range of presettlement fire regimes, from intense stand-replacing burns on pine barrens to “asbestos-like” communities that rarely burned (e.g., northern hardwoods). However, most presettlement fire regimes produced low- to mixed-severity surface burns, which maintained the vast expanses of oak and pine forests that dominated much of the eastern United States, often in open “park-like” conditions (Wright and Bailey 1982, Frost East (Whitney 1994). Historical documents indicate that Native American ignitions far outnumbered natural causes (principally lightning) in most locations (Gleason 1913, De-Vivo 1991). In this respect, humans were a “keystone species,” actively managing the environment with fire over millennia (Sauer 1975, Guyette et al. 2006). Nonetheless, within the fire maintained landscapes, variations in human population and land use, topography, and riparian areas (firebreaks) created a mosaic of burned and unburned vegetation types (Heinselman 1973, Anderson 1991, Whitney 1994).


Gregory J. Nowacki (e-mail: gnowacki@fs.fed.us) is the regional ecologist for the US Department of Agriculture, Forest Service, Eastern Region, in Milwaukee, Wisconsin. Marc D. Abrams (e-mail: agl@psu.edu) is the Steimer Professor of forest ecology and physiology in the School of Forest Resources at Pennsylvania State University, University Park. © 2008 American Institute of Biological Sciences.


Fire regimes changed in various ways with European settlement, often profoundly. In many instances, fire frequency and severity increased as forests were cut and burned, either intentionally (for agricultural land clearing) or unintentionally (e.g., sparked by wood- and coal-burning steam engines). This transition was most stark for mesic hardwood systems that seldom burned in presettlement times (e.g.,  northern hardwoods, mixed mesophytic forests). Most noteworthy were the postcutting conflagrations of the upper Great Lakes (Haines and Sando 1969), which led to unprecedented changes in vegetation composition and structure  (Webb 1973, White and Mladenoff 1994, Cole et al. 1998). For instance, a sizeable proportion of northern hardwoods converted to aspen-birch (Populus-Betula) or oak through repeated cutting and burning (Palik and Pregitzer 1992, Schulte et al. 2007). Fire frequency remained the same or even increased where settlers adopted Native burning practices, such as in the central hardwood region (Cole and Taylor 1995).  Here, frequent understory burning helped maintain the dominance of oak and of fire-adapted associates, especially grasses for pasturage.

On the most flammable landscapes (e.g., midwestern grasslands) where the danger to humans and improvements (e.g., buildings, fences) from fire was especially high, fire was effectively extinguished with European settlement (Gleason 1913, Abrams 1992, Wolf 2004). Here, fires declined for several reasons, including the loss of Native American ignitions, the rapid conversion of native vegetation to croplands and pasturage, landscape fragmentation (caused by roads and rail-roads), and active suppression efforts (Nuzzo 1986). In areas not dedicated to agriculture, the release of fire-suppressed sprouts (grubs) from centuries-old oak root systems turned native grasslands and oak savannas into closed-canopy forests at astonishing rates (Loomis and McComb 1944, Cottam 1949, Anderson 1991, 1998).

Regardless of the directional shifts of the early postsettlement era, fire regimes began to converge with the onset of fire suppression policies in the 1920s. As a result of these policies, fire declined through effective wildfire detection and universal containment. This wholesale shift in fire regimes had unforeseen ecological consequences across the United States. A cascade of compositional and structural changes took place whereby open lands (grasslands, savannas, and woodlands) succeeded to closed-canopy forests, followed by the eventual replacement of fire dependent plants by shade-tolerant, fire-sensitive vegetation. This trend continues today with ongoing fire suppression.

Many studies have individually documented fire regime change and subsequent shifts in vegetation over time (Heinselman 1973, Clark 1990, Abrams and Nowacki 1992, Wolf 2004). However, a broadscale synthesis, projection, and discussion of fire-regime change across the eastern United States is currently lacking. Similarly, discussions regarding the ecological consequences of long-term fire suppression have been largely restricted to local levels. Here, using geospatial analyses of past and current fire regimes, we estimate the extent and magnitude of fire regime change throughout the East. We focus on the vast oak-pine and tallgrass prairie-savanna formations in the eastern United States to illustrate and discuss the biotic and abiotic ramifications of fire regime change and, in the process, to document the near-universal “mesophication” of fire-dependent communities.

Estimating fire regime change

We evaluated the best available geospatial data layers covering the entire eastern United States to derive past and current fire regimes (figure 1). Fire regime groups were assigned to data layers according to Fire Regime Condition Class (FRCC) protocols (figure 1c; http://frcc.gov), based on known fire vegetation relations, the autecology of principal plant species or functional groups, and expert opinion. All selected layers were uniformly converted to 1-kilometer pixels for this coarsescale assessment. Schmidt and colleagues’ (2002) potential natural vegetation (PNV) groups and Frost’s (1998) presettlement fire frequency regions were evaluated for portraying presettlement fire regimes. These two sets of geospatial data generated similar outputs of fire regime groups. Because the PNV-based output provided a slightly higher resolution and was supported by previously published documentation (Schmidt et al. 2002),  it was ultimately selected to depict past fire regimes. Some of the best tangible data quantifying past fire regimes come from tree fire scars. Therefore, we used a fire-scar compilation, spanning the eastern United States (table 1; Guyette et  al. 2006), to verify our map. Locational data obtained from Michael Stambaugh (Missouri Tree-Ring Laboratory, University of Missouri-Columbia, personal communication, 26 January 2007) were geospatially registered and merged with our past fire regime map for direct comparison. Twenty-seven sites were used in the comparative analysis after eliminating those (a) outside our study area (seven Ontario sites), (b) without preuropean fire data (six sites), and (c) misregistered or lacking locational data (two sites). All fire-scar sites were classified as belonging to fire regime group I,  since they possessed trees that survived multiple (indicative of low- and mixed-severity burns) and frequent fires (< 35 years; see figure 1c classification). We found a high correspondence, as 74% of the sites were mapped correctly by our past fire regime map (20 sites), whereas the remaining 26%  were misclassified as fire regime group II (1 site), III (5 sites),  and IV (1 site).

Current fire regimes were based on a “hybrid” vegetation map that combined the classification strengths of two spatial data layers: Advanced Very High-Resolution Radiometer  (AVHRR) and the National Land Cover Dataset (NLCD).  AVHRR data (with a superior number of forest types and cover classes) were used to classify forestlands, whereas NLCD  data were applied to the remaining, primarily nonforested lands. Fire regime group assignments for the selected layers are listed in tables 1-3. We did not attempt to validate our current fire regime map using Guyette and colleagues’ (2006)  database, as most sites did not register any fire over the past 50 years or so, making it impossible to calculate a meaningful current fire-return interval (Michael Stambaugh, personal communication, 26 January 2007).

Figure 1. Composite chart of (a) past vegetation map, (b) current vegetation map, (c) fire regime group classification, (d) past fire regime map, and (e) current fire regime map. The past vegetation map (a) is based on potential natural vegetation (Schmidt et al. 2002). The current vegetation map (b) is based on the Advanced Very High-Resolution Radiometer and the National Land Cover Dataset. Fire regime groups (c) are classified in two-dimensional space depicting fire severity and frequency and have been colored to reflect a fire gradient from extreme (red; group II) to rare (blue; group V). Past (d) and current (e) fire regime maps were derived by applying the classification (c) to the past and current vegetation maps (a and b, respectively).

 

Table 1. Potential natural vegetation codes, classes, and assigned fire regime groups.

Based on FRCC classification axes (figure 1c), a fire regime gradient, from most to least frequent or severe, strikes diagonally from the lower right-hand to the upper lefthand corner. We selected color palettes to reflect this fire regime gradient, from pyrogenic systems, with the most frequent and intense fires (fire regime group II, red), to “asbestos” systems that rarely burn (fire regime group V, blue). Note that the color spectrum (red hot to cool blue) deviates somewhat from fire regime group enumeration (fire regime groups I-V).

To calculate past-to-current fire regime change for geospatial display, we converted the numeration of fire regime groups to arabic numerals to capture the fire gradient from hottest (most frequent and severe) to coolest (less frequent and severe). Thus, the following values were applied: fire regime group I = 2, fire regime group II = 1, fire regime group III = 4, fire regime group IV = 3, and fire regime group V = 5. A fire regime change map was then generated on a pixel-by-pixel basis, using the following equation:

Fire regime change = past fire regime group – current fire regime group.

This formula projects fire regime change over nine ordinal classes, from -4 through 0 to +4. Positive values represent trends toward more fire than in the past, whereas negative values represent fire reductions. The more negative or positive the values are, the more substantial the trend.

The analysis indicates that there has been a general “cooling” of the eastern United States landscape (i.e., less fire) over time (figure 2). This trend is consistent with the historical record, which points toward wholesale fire reduction, both spatially and temporally, across the East (Pyne 1982, Wright and Bailey 1982, Abrams 1992, Anderson 1998, Frost 1998). The suppression of fire was due to a culmination of events, including the elimination of Native burning, the construction of road networks (serving as firebreaks and providing access for firefighting), the conversion of forest and prairie to croplands (resulting in fuel change and reduction), overgrazing, and aggressive 20th-century fire-suppression efforts.

Table 2. Advanced Very High Resolution Radiometer vegetation classes and assigned fire regime group, by tree cover class.

Table 3. National Land Cover Dataset codes, classes, and assigned fire regime groups.

 

The degree of change between past and current fire regimes varied geographically across the East (figure 2). The largest fire reductions (depicted in blue) were centered in the Midwest,  where a topographically controlled mosaic of pyrogenic grasslands, savannas, and woodlands was replaced by an intensively managed agricultural landscape that seldom burns  (Iverson and Risser 1987, Anderson 1998). Those areas not cultivated or pastured quickly succeeded to closed-canopy forests, often through the release of oak grubs (Gleason 1913,  Loomis and McComb 1944). Fire suppression has continued for such a long time now that certain fire-sensitive tree species,  such as red maple (Fei and Steiner 2007), have expanded their range into the Midwest and Central Plains. Land-use conversion and fire suppression have been so complete that midwestern tallgrass prairies and oak savannas are now some of the rarest ecosystems in the world. For instance, 11 to 13 million hectares (ha) of former oak savanna has now been reduced to 2607 ha—a mere 0.02% of its presettlement coverage (Nuzzo 1986). In Missouri, cultivation, overgrazing, and fire suppression have reduced native prairie land from 4.8  million ha to approximately 16,000 ha (Schroeder 1981).

Substantial reductions in fire (represented by shades of  green) extended east and southward from the former Midwest grasslands, essentially enveloping the southern two-thirds of the eastern United States. Here too, the conversion of fire dependent systems to an agriculture-dominated landscape is prominent. This conversion, coupled with compositional shifts of the remaining forestland to increasingly fire-sensitive species (e.g., from oaks to mixed mesophytic species in the central hardwoods; from pine to hardwoods in the South),  indicates the reduction of broadscale fire. Fire reductions extended into the sub-boreal landscapes of northern Minnesota as well—a phenomenon well documented in the literature (Heinselman 1973, Clark 1990).

Landscapes with nonpyrogenic tendencies, in particular the  Mississippi embayment and the northern hardwood region, displayed little change. In essence, landscapes that historically did not burn (because of prevailing moist to wet conditions) still do not burn. However, some exceptions exist within the northern hardwood region (upper Great Lakes states and New England). Most of these cases of increased fire are an artifact of higher present-day levels of aspen-birch, oak, and off-site pine (Pinus) plantations (fire-dependent forest types)—a legacy of past logging, subsequent fires, field abandonment, and Civilian Conservation Corps activities of the 19th and early 20th centuries (Palik and Pregitzer 1992, Cole et al. 1998, Schulte et al. 2007). Whether the signature of these pyrogenic forest types truly translates into more fire today is suspect, especially considering that these forest types are currently perpetuated by means other than fire (e.g., clear-cutting for aspen, artificial regeneration for pine). Consequently, this anomaly is probably more a reflection of these forests responding to a combination of disturbances than an indicator of actual elevated fire conditions. This illustrates the need for caution when interpreting fire regimes solely on the basis of vegetation characteristics.

Further shortcomings occur when using vegetation layers classified solely by overstory dominance. For instance, understory and shrub cover characteristics, which influence fire behavior and flammability, must be assumed on the basis of their ecological association with overstory components. In most instances, this does not necessarily pose a problem, as shrub cover has been substantially reduced because of livestock overgrazing, lack of rejuvenating fires (Anderson 1991), elevated deer density and browse pressure (Côté et al. 2004), and resource monopolization by youthful developing forests (stem exclusion stage; Oliver and Larson 1996), hence rendering them less susceptible to fire today (largely in concert with overstory-based fire regime change).

Figure 2. Past-to-current fire regime change map based  on spatial analysis of past and current fire regime maps. Negative values represent temporal shifts toward less fire,  whereas positive values represent shifts toward more fire.  The departure from zero relates to the extent of fire regime change.
Figure 3. Area burned in the eastern United States (1938-1990) based on historic fire records held at the US  Forest Service, Fire and Aviation Management, Washington  Office, and compiled by Regina Winkler (R6 Information  Technology Specialist). Area includes Minnesota, Iowa,  Missouri, Arkansas, Lousiana, and all states eastward.

However, exceptions do occur. For instance, mountain laurel (Kalmia latifolia L.) and rhododendron (Rhododendron maximum L.)—two highly flammable, sclerophyllous evergreen shrubs—have become prominent along the Appalachian chain as a result of past canopy disturbance (logging and chestnut blight [Cryphonectria parasitica]), the cessation of  fire and livestock grazing, and the shrubs’ shade tolerance  (Monk et al. 1985). Their presence could potentially result in more fire than is reflected in our maps (figures 1, 2; Moser et al. 1996; H. Grissino-Mayer, University of Tennessee– Knoxville, personal communication, 22 December 2006).  Other forests along the northeastern coastal plain have experienced large increases in different native and invasive shrub species, particularly the flammable greenbriar (Smilax), following agricultural abandonment. While most oak and pine forests are currently less prone to severe fire as a result of fire suppression, certain forest understories are now more prone to severe fire because of dense shrub cover of unpalatable or invasive species.

Ecological ramifications of fire regime alteration

In the Americas, the antiquity of natural-origin fires (spanning millions of years), supplemented by human ignitions over  thousands of years, has served as a strong evolutionary driver (Scott 2000, Bond et al. 2005). Where fire was common in a landscape, an abundant assortment of fire-tolerant species emerged over time. This explains the diverse array of fireadapted species and plant communities existing in the eastern United States upon European contact (Wright and Bailey 1982, Abrams 1992, Whitney 1994, Wade et al. 2000, Lorimer 2001). Concurrently, presettlement burning maintained open, high-light environments, which favored sun-loving (heliophytic) plants (Cottam 1949, Anderson 1998).

In most locations, fire continued to be an important landscape disturbance during early European settlement, thus maintaining fire-adaptive communities. At times, fire-adapted species actually increased because of other disturbance factors acting as fire surrogates, such as increases in oak and aspen caused by the extensive cutting of northern hardwoods (Palik and Pregitzer 1992, Schulte et al. 2007) or the replacement of blight-killed American chestnut (Castanea dentata [Marsh.] Borkh) by oak (Abrams 1992). However, with time, fire suppression eventually prevailed (figure 3), with profound and unforeseen repercussions for fire-dependent environments (figure 4). Without the rejuvenating effects of recurrent fire, environmental conditions shifted incrementally to favor fire ensitive, shade-tolerant competitors. Under this scenario, larger life forms (trees > shrubs > grasses or forbs) gain a distinct advantage by overtopping and shading their competitors. Over time, trees grew to form closed-canopy forests. Under reduced light conditions, fire-adapted species performed poorly in the understory and increasingly gave way to shade-tolerant species.

Thus began the cycle of “mesophication,” a term coined here to describe the escalation of mesic microenvironmental conditions, accompanied by ever-diminishing prospects for fire and fire-dependent heliophytic species. By altering environmental conditions, shade-tolerant species deter fire through (a) dense shading that promotes moist, cool microclimates and (b) the production of fuels that are not conducive to burning (flaccid, moisture-holding leaf drop; moist, rapidly decaying woody debris). This phenomenon is reinforced and amplified by feedback loops, whereby conditions continually improve for shade-tolerant mesophytic species and further deteriorate for shade-intolerant, fire-adapted species. This phenomenon is not confined to this region but is happening worldwide as a result of fire exclusion (Bond et al. 2005).

Fire suppression and mesophication in oak-pine ecosystems

In presettlement times, recurrent surface burns maintained oak-pine ecosystems in a variety of open states, allowing high-light conditions to sustain an abundance of grasses, forbs, and shrubs (Abrams 1992, Whitney 1994, Anderson 1998, Lorimer 2001). Witness-tree studies bear this out, with open-canopy, low-density conditions prevailing (22 to 155 trees per ha; table 4). Presettlement tree density was largely a function of fire frequency and severity. The resulting variation was richly displayed on the presettlement landscape, wherein annually burned prairies were bounded by a continuum of savannas, open woodlands, and closed-canopy forests with increasing distance (Nuzzo 1986, Anderson 1998), although abrupt prairie-forest transitions did exist along natural firebreaks (e.g., rivers). Similar structural and compositional gradients, from fire-dependent oak savanna to fire-intolerant mesophytic forests, often ringed Native villages or travel corridors from which broadcast burning emanated (Dorney and Dorney 1989). Even though presettlement trees tended to be large on average (quadratic mean diameter of 30to 42 centimeters [cm]), stand basal areas were low to moderate, as a result of tree sparseness (9 to 22 square meters [m2] per ha; Fralish et al. 1991).

The cumulative effects of logging, grazing, and the eventual suppression of surface fires have radically changed oak pine systems. Compared with their predecessors, modern communities are substantially denser (133 to 650 trees per ha), representing increases of up to tenfold (table 4). Much of this increase is in small size classes, as illustrated by structural shifts toward inverse J-shaped diameter distributions. Although average tree diameters are smaller (quadratic mean diameter of 17 to 35 cm), tree densities have compensated, permitting higher stand basal areas to prevail (15 to 30 m2 per ha; Fralish et al. 1991). A compositional shift from fire-dependent xerophytic species (oak, pine, chestnut) to fire-sensitive mesophytic species (maple [Acer], cherry [Prunus], hemlock [Tsuga]) is readily apparent (table 5, figure 5a). Accordingly, stand-level tree richness has also increased (table 4) as a new suite of previously fire-restricted species has recruited into tree size classes. However, this is probably only a temporary phenomenon that will reverse itself in time, as oak, pine, and other fire-adaptive species give way to shade-tolerant species through gap-phase replacement. Where limited pools of replacement species exist (e.g., on highly fragmented landscapes or where past fire regimes greatly inhibited late-successional trees; Cottam 1949, Auclair and Cottam 1971), tree richness could fall well below historic levels.

Figure 4. Temporal changes in fire importance (fire frequency and severity) and mesophication (development of cool, moist understory conditions) for oak-pine ecosystems in the eastern United States. Olive green trees represent oaks, dark green trees represent pines, and aquamarine trees represent mesophytic species (e.g., sugar maple).

The dramatic decline in oak and pine recruitment over the last 50-plus years on all but the most xeric and nutrient poor sites dates directly to the 1940s and 1950s, when broadcast burning plummeted in the East (figure 3). In the absence of fire, a variety of highly competitive, later-successional, gap-opportunistic, mesophytic hardwoods now regenerate, including red maple (Acer rubrum L.), sugar maple (Acer saccharum Marsh.), beech (Fagus grandifolia Ehrh.), birch, cherry, tulip poplar (Liriodendron tulipifera L.), and blackgum (Nyssa sylvatica Marsh.) (table 5, figure 5a; Abrams 1992). The high leaf area of shade-tolerant species casts heavy shade and limits air movement, effectively altering understory microclimate. Increased relative humidity and decreased radiation and wind speeds result in a cooler and moister understory and forest floor (Nauertz et al. 2004). These microclimatic conditions decrease understory flammability both directly (through dampness) and indirectly (through moisture-accelerated decomposition and fuel load reduction), and produce a seedbed more conducive for mesophytic species, thus promoting the mesophication cycle. Documented current and projected future increases in atmospheric humidity might further augment the mesophication process (Willett et al. 2007).

 

Further “fireproofing” occurs as fuel-bed inputs (leaf litter, woody debris) shift from oak and pine to mesophytic trees (cf. figure 5b and 5c; Washburn and Arthur 2003). The change in the composition and quality of litter greatly alters decomposition rates and flammability. The heat content of litter is a function of many factors, including specific leaf mass, carbon content (e.g., cellulose and lignin), leaf chemistry (volatiles), and packing ratio (White 1987, Scarff and Westoby 2006). A lower packing ratio creates a more open, better aerated litter layer, which increases flammability (Scarff and Westoby 2006). The lignin content of leaf litter affects its decomposition rate, with high lignin litter decomposing less rapidly (Cromack and Monk 1975). For example, in a study of five eastern US tree species, leaf lignin content decreasedas follows: pine > oak > maple > tulip poplar > basswood (Tilia americana L.; White 1987). The percentage of lignin and the sclerophyll index were typically higher in chestnut oak (Quercus prinus L.), scarlet oak (Quercus coccinea Muenchh.), white oak (Quercus alba L.), hickory (Carya), American sources needed (in terms reestablishing a burning regime in a system not prone to burn) to restore fire-based systems on the landscape after it becomes mesophytic.

 

Figure 5. Photo collage of oak-dominated forests: (a) Large, veteran white oak trees with a dense understory of red maple at Savage Mountain, Maryland. (b) A northern pin oak (Quercus ellipsoidalis E. J. Hill) stand at Stevens Point, Wisconsin. The flammable characteristics of oak litter and woody debris encourage fire. (c) An oak stand with a dense understory of red maple. The maples’ rapidly decomposing, moisture-retaining leaf drop greatly deters surface burns. (d) An untreated, overstocked oak stand with a low-light, leaf-dominated, species-poor understory adjacent to (e) a treated (thinned and burned five times over the past 15 years) oak stand with a high-light, mineral-based, species-robust understory at Western Star Flatwoods, Mark Twain National Forest, Missouri. Photographs: (a-c) Marc D. Abrams, (d and e) Paul W. Nelson.

 

On xeric landscapes, fire-based communities are more entrenched and resilient (note deeper basins on the upper plane in figure 6c). As a result, shifts toward mesophytic hardwoods are more gradual when fire is suppressed (note the higher berm before the forward-shift point). This is consistent with ecological theory, according to which oak and other fireadapted, drought-tolerant species compete better against nutrient- and moisture-demanding, late-successional species on infertile, drought-prone landscapes (Abrams 1990). On the most environmentally severe sites (extremely sandy or shallow to-bedrock soils), these communities may continue to exist even in the absence of fire (as represented by shaded balls on the upper plane; figure 6d). State changes on xeric landscapes are not as abrupt, and not necessarily as enduring, as those on mesic landscapes, as illustrated by the reduced bifurcation fold and basin depth of mesophytic hardwoods.

These illustrations of alternative stable states (figure 6) have practical implications for managing fire-adaptive landscapes, especially those with altered fire regimes. The rate at which fire-adaptive communities undergo sophication and convert to mesophytic hardwoods is dictated by landscape conditions. Generally, the more mesic and fertile a system is, the more rapid and steadfast the conversion will be. However, overstory disturbance (cutting, windstorms) can accelerate this transition on any landscape where a mesophytic understory is present (Abrams and Nowacki 1992). Once communities turn mesophytic, the prospects of returning fire and fire adapted communities to the landscape are limited because of mesophication barriers, the loss of fire-adapted species pools, the establishment of nonnative invasives, and prohibitive management costs associated with prescribed burning. Millions of hectares are in this situation (Abrams 2005). If land managers do not act soon, they will face increasingly expensive and difficult restoration efforts in the future. Furthermore, far more energy is required to restore burning regimes and fire apted species on mesic landscapes than on xeric landscapes. Because of this, prevention through prescribed burning is most urgently needed on mesic landscapes. However, once communities have converted to mesophytic hardwoods, efforts are probably best spent on retaining fire-adaptive communities on xeric systems.

The magnitude of change and the need for restoration

Although humans have a long history (about 12,000 years) on the North American continent, the magnitude of change wrought by European settlement has no parallel since the last glaciation (Whitney 1994, Cole et al. 1998). In New England, rates of landscape change have been far greater in the past 300 years than in the previous 1000 years as a result of forest cutting, agricultural conversion, urban development, altered fire regimes and herbivore populations, nonnative species introductions, and atmospheric pollution (Fuller et al. 1998). Concurrently, there has been a homogenization of regional vegetation and a dissociation of past vegetation climate relations (also see Glitzenstein et al. 1990). There has been no return to presettlement conditions because of continuing low-level disturbance and perhaps insufficient recovery time. McIntosh (1972) drew the same conclusion from research in the Catskill Mountains, noting that nothing suggests that the presettlement dominance of beech or extensive hemlock forest will reemerge anytime soon, if ever.

In the upper Great Lakes states, changes during the last 150 years were found to be 2.4 times greater than the changes recorded over the preceding 1000 years (Cole et al. 1998). Here, forestland declined by 40%, and much of the remaining forest was converted to early successional forest types as a result of extensive logging. Pine forests, boreal forests and conifer swamps, and northern mesic forests all decreased (by 78%, 62%, and 61%, respectively), whereas aspen-birch forest increased (by 83%; Cole et al. 1998). Likewise, the presettlement pattern of hemlock forest may have been irretrievably lost because of logging and fire (White and Mladenoff 1994). Climate-driven changes during this period are probably inconsequential compared with the effects wrought by Europeans (Webb 1973). The severity of late 19th- and early 20th-century disturbance, coupled with present-day overbrowsing by white-tailed deer (Odocoileus virginianus), has greatly homogenized regional vegetation, in terms of the composition and structure of both overstory (Schulte et al. 2007) and understory strata (Rooney et al. 2004).

In the central hardwoods, pollen data indicate that rates of vegetation change over the last 150 years are at least an order of magnitude higher than during the previous 4000 years (Cole and Taylor 1995). This extreme shift in rate change is attributed to intensive logging and burning during the late 19th century, exotic species invasion, atmospheric nitrogen deposition (resulting in accelerated succession), and recent fire exclusion.

The demise of fire across the East documented here (figures 2, 3) is consistent with the dramatic and unprecedented rate shifts of vegetation change expressed above. Restoration opportunities are rapidly waning as (a) fire-adaptive floras are progressively lost to shading, competition, and preferential herbivory; (b) older seed-bearing individuals succumb to old age and existing seed banks lose viability over time; and (c) understory and forest floor conditions become increasingly mesophytic (Abrams 2005). In some cases, fire suppression has allowed for successional changes that have no ecological analogue or antecedent (Auclair and Cottam 1971). Unprecedented levels of deer herbivory further complicate things, directing succession toward less palatable species, including exotics (Côté et al. 2004, Rooney et al.2004).

Fire suppression-induced shifts to closed-canopy forests are most serious on formerly open pyrogenic landscapes where fire-based evolutionary filters have constrained the distribution and availability of fire-sensitive, shade tolerant species. Here, tree diversity, which is cresting because of the intermingling of fire-adaptive, shade-intolerant species with fire-sensitive, shade-tolerant species, might eventually sink to historic lows because of the scant number of shade-tolerant replacements coupled with ongoing deer herbivory (Côté etal. 2004). Indeed, diversity reductions and extirpations have already happened among ground flora associates in the

Figure 6. Ball-in-cup diagrams showing conceptual alternative stable states for two contrasting landscapes with abiotic factors held constant. Balls represent community states under the prevailing disturbance regime (with and without fire). Basins in the surface represent domains of attraction; their size and configuration (depth; surrounding slopes) govern the degree of attraction and thus of community stability. Forward (F1) and backward (B1) shifts occur at inflection points along the bifurcated fold; their horizontal distance corresponding to the degree of hysteresis (state entrenchment). (a) A number of fire-adaptive community states exist along a fire continuum on mesic uplands. Shallow basins permit communities to shift in accordance with fire frequency and severity. (b) Without fire, fire-adaptive communities progressively destabilize (hollow balls), eventually shifting wholesale to a mesophytic hardwood-dominated state.Hysteresis is invoked once in this state, making it difficult and costly for fire-adaptive communities to be restored. (c) On xeric uplands with fire, fire-adaptive communities are moderately resilient, represented by deeper basins along the upper plane. (d) Without fire, state shifts proceed slowly because of edaphic controls (infertility; drought) on the mesophication process, with some states partially maintained even in the absence of fire (shaded balls). Hysteresis is not as severe in the mesophytic state as on mesic landscapes.

 

absence of fire (figure 5d; Anderson and Schwegman 1991). This alarming harbinger of things to come can be avoided through the reintroduction of fire onto eastern landscapes (figure 5e). But time is running out, as systems may be approaching critical ecological thresholds and near-irreversible state shifts.

Setting restoration priorities using prescribed burning can be difficult, as all fire-based communities are important. Burning regimes should be established according to the relations between fire and vegetation, with prairies burned most frequently (annually or biennially) and with progressively longer fire return times for savannas, woodlands, and forests (Anderson 1991, 1998). Site conditions (mesic versus xeric) should be considered along this fire community gradient (prairie to forest), as they dictate the rapidity of vegetation change without fire. Priority should be placed on prescribing fire on mesic sites, as once these sites undergo mesophication, it is difficult to reestablish burning regimes. From a landscape perspective, restoration opportunities are probably greatest on oak and pine woodlands and forests, since lands formerly harboring tallgrass prairie-savanna systems have been largely converted to agriculture, with little land-use change in sight (Iverson and Risser 1987). By focusing on large, contiguous ownerships, especially on federal and state lands where restoration is a priority, larger landscapes could be burned, thereby maximizing benefit-to-cost ratios (spreading relatively fixed costs over a larger area) and allowing variation in fire behavior to form a more “natural” mosaic of burn severities, vegetation patches, and niches for a greater array of species. Considering the scale of fire-suppression effects across the eastern United States, burning larger landscapes is the only feasible approach to make any real headway.

Conclusions

Before European settlement, vast areas of the eastern deciduous biome were dominated by fire-adapted ecosystems, most notably tallgrass prairies and oak-pine savannas, woodlands, and forests. Although surface burns were most prevalent, presettlement fire regimes varied according to climate, topography, and Native American populations (primary igniters), creating a mosaic of vegetation types within each of the major formations. European settlement dramatically altered eastern disturbance regimes through land clearing, extensive timber harvesting, severe fires, and the introduction of nonnative pathogens (e.g., chestnut blight) and invasive plants. In most cases, fire dependent species maintained themselves during this period either directly through fire or indirectly through other surrogate disturbance agents (e.g., cutting).

Euro-American ties with the land began to change in the early 1900s as a result of technology (with increased farm productivity leading to field abandonment) and continued to change as a result of conservation measures (with fire suppression policies affecting succession and game laws leading to deer overabundance). This time, however, the changes in disturbance regimes worked against fire-adapted species. Without fire or fire surrogates, the competitive balance quickly shifted from heliophytic, fire-adapted species to shade-tolerant, fire-sensitive species. This change is apparent in oak-pine systems, wherein oak and pine recruitment has waned on all but the most xeric sites. Oak and pine are aggressively replaced by mesophytic and later-successional hardwood species, such as red maple, sugar maple, beech, blackgum, and black cherry (Prunus serotina Ehrh.). Forest microenvironments, in turn, come shadier, cooler, and moister. The leaf litter of these replacement species is less flammable and more rapidly mineralized than that of oaks and pines, reinforcing the lack of fire and the mesophication of eastern forests. Vegetation changes associated with fire suppression and mesophication are swifter and more enduring on mesic than on xeric sites. The trend toward mesophytic hardwoods will continue on landscapes where fire is actively suppressed, rendering them less combustible and creating further difficulties for land managers and conservationists who wish to restore past fires regimes and fire-based communities.

Acknowledgments

This article was greatly assisted by numerous USDA Forest Service colleagues. Specifically, we thank Sue Steward, Regina Winkler, and Tom DeMeo for their efforts in acquiring and compiling fire data. Roger Fryar, Beth Buchanan, Bruce Davenport, David Cleland, and Melissa Thomas-Van Gundy assisted in fire regime group assignment. Dialogue with Eugene DeGayner and Mike Ablutz greatly fostered the integration of alternative stable state concepts. A special thanks to Bob Carr for geospatial data acquisition, analysis, and map production. We appreciate Don Waller’s (University of Wisconsin-Madison) insights on linguistics and terminology.

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doi:10.1641/B580207

Include this information when citing this material.

FFI: a software tool for ecological monitoring*

Duncan C. LutesA,F, Nathan C. BensonB, MaryBeth KeiferC, John F. CarattiD and S. Austin StreetmanE

ARocky Mountain Research Station, Fire Sciences Laboratory, 5775 US Highway 10 West,
Missoula, MT 59808, USA.
BNational Park Service, National Interagency Fire Center, 3833 South Development Avenue,
Boise, ID 83705, USA.
CNational Park Service, Pacific West Regional Office, 1111 Jackson Street, Oakland,
CA 94607, USA.
DSystems for Environmental Management, PO Box 8868, Missoula, MT 59807, USA. ESpatial Dynamics, 910 N Main St, Suite 342, Boise, ID 83702, USA.
FCorresponding author. Email: dlutes@fs.fed.us


Abstract. A new monitoring tool called FFI (FEAT/FIREMON Integrated) has been developed to assist managers with collection, storage and analysis of ecological information. The tool was developed through the complementary integration of two fire effects monitoring systems commonly used in the United States: FIREMON and the Fire Ecology Assessment Tool. FFI provides software components for: data entry, data storage, Geographic Information System, summary reports, analysis tools and Personal Digital Assistant use. In addition to a large set of standard FFI protocols, the Protocol Manager lets users define their own sampling protocol when custom data entry forms are needed. The standard FFI protocols and Protocol Manager allow FFI to be used for monitoring in a broad range of ecosystems. FFI is designed to help managers fulfil monitoring mandates set forth in land management policy. It supports scalable (project- to landscape-scale) monitoring at the field and research level, and encourages cooperative, interagency data management and information sharing. Though developed for application in the USA, FFI can potentially be used to meet monitoring needs internationally.

Additional keywords: data management, fire effects, monitoring system, Protocol Manager.

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Introduction

FFI (FEAT/FIREMON Integrated) is a software tool developed in the United States and designed to assist managers with collection, storage and analysis of ecological monitoring information. This tool was developed through a complementary integration of two fire effects monitoring systems commonly used in the US: FIREMON (Lutes et al. 2006) and the Fire Ecology Assessment Tool (FEAT ) (Sexton 2003). The National Interagency Fuels Coordination Group sponsored development of FFI and the National Park Service (NPS) was the managing partner.

FEAT was developed from the NPS Fire Monitoring Handbook (FMH) (USDI 1992, 2003) and associated software (Sydoriak 2001). This handbook was initially developed by the Pacific West Region of the NPS to guide fire-related ecological monitoring in California, Oregon and Washington. The handbook provides detailed descriptions for establishing a sampling strategy based on levels of monitoring activity relative to fire and resource management objectives. FMH had a DOS-based software package for entering data into a Microsoft FoxPro database. Beginning in 1995, the NPS conducted a series of regional work shops to examine user needs for fire and ecological monitoring throughout the entire NPS; then in 1996, FMH was adopted by all NPS regions across the US. The handbook was updated first in 2001 and again in 2003 to reflect the national scope of the system. The FMH software was replaced in 2005 with a Windows-based system that became known as the Fire Ecology Assessment Tool. FEAT uses a Microsoft SQL Server database that is much more flexible than the original DOS-based program, allowing data from a greater variety of field-sampling procedures to be stored in the database, greater ability to query data and export data, provided Geographic Information System (GIS) tools, and supported Personal DigitalAssistant (PDA) use.

The FIREMON fire effects monitoring system was developed by the USDA Forest Service (USFS) Missoula Fire Sciences Laboratory through a grant from the Joint Fire Science Program in 2000. Many of the protocols in FIREMON were taken from the ECODATA ecological monitoring program used in Region One of the USFS (Keane et al. 1990). ECODATA used an IINFOS data management system and FORTRAN-77-based data analysis package called ECOPAK. FIREMON uses Java-based data entry software and a Microsoft Access database. The FIREMON software package includes report and analysis software, and a


The content of the present paper was written and prepared by US Government employees on official time, and therefore it is in the public domain and not subject to copyright in the US. The use of trade or firm names in the present paper is for reader information and does not imply endorsement by the US Department of Agriculture of any product or service.


handbook with sampling strategy and detailed field-sampling procedures.

FEAT and FIREMON both facilitate fire-ecology monitoring and have similar procedural characteristics and database architecture. Their integration results in an enhanced ecological monitoring tool. FFI includes an extensive list of sampling protocols and users are able to define their own protocols in Protocol Manager, if necessary. Although the core fire ecology components are still part of FFI, the new flexibility means FFI can be used more broadly for monitoring a wide variety of ecosystem attributes. FFI is now better suited to assist managers in meeting the monitoring mandates set forth in land management policy (for example, the US National Environmental Policy Act). It eases data collection; supports cooperative, interagency data management and information sharing, and supports scalable (site-specific to landscape-level) monitoring for both field application and research needs.

FFI provides data entry and storage for a set of ‘standard’ protocols delivered with the software, summary reports, analysis tools, GIS and PDA support. Protocol Manager – described in more detail below – is an FFI component that allows design of new sampling protocols, thus making the FFI database capable of storing data in not just the standard protocols delivered with the FFI software but also any protocol designed by the user.

FFI is designed for Microsoft Windows XP operating systems. Data are stored in a Microsoft SQL Express 2005 database and accessed with SQL and Microsoft Visual Basic.NET programs. ESRI Arc products are used for GIS functionality. The system is designed for the varying information technology requirements of the USFS, NPS, Bureau of Land Management (BLM), Bureau of Indian Affairs (BIA) and the US Fish and Wildlife Service (FWS).

The relationship of the three FFI software components is shown in Fig. 1. The FFI Database Administration component interfaces with SQL Server Express 2005 and is used for general database management functions like creating and deleting databases. This component is also used to add users and user roles to each database. The SQL databases in FFI have either a ‘Protocol Manager’ or ‘Data Capture’ schema. Protocol Manager databases contain the design criteria for each protocol and provide the list of data fields viewed in the FFI Data Entry software. Data capture databases store field data the user enters in the FFI Data Entry software.

Development and testing

Like FEAT and FIREMON before it, FFI incorporates the evolutionary improvements of the systems it was borne from. In addition, FFI has benefited from its own testing and improvement process. Many hours were spent considering use cases and system architecture, testing the user interface and checking coded procedures. The present work was done in cooperation with employees from numerous US land management agencies. An FFI Testing  Workshop was held inAugust 2007 to intensively test the FFI software, again with agency cooperation. After the August workshop, nine additional versions of FFI were built and tested before it was finally released in November 2007. We continue to compile a list of suggested improvements to the system, such as new protocols, and additional summary reports and analysis that will be incorporated in future versions. Where applicable, FFI has either been approved or is in the process of being approved by the US land management agencies.

Fig. 1. Relationship of the three FFI software components.

Species lists

FFI incorporates the US Department of Agriculture Natural Resource Conservation Service PLANTS database (USDA and Natural Resources Conservation Service 2008). Users query the PLANTS database to populate a ‘local’ species list using the FFI species management utility. Species in the local list appear in species dropdown menus on the data entry screens. Species or items not available in the PLANTS database can be included in the FFI local list by adding a ‘user species’. For example, if a user is interested in sampling pine-cone density, then ‘pinecones’ can be added as a user species and it will be included on the species list dropdown menus on the data entry screens. The FFI local species list will also accommodate an unlimited number of ‘unknown’ species. This option is useful when field crews do not have the expertise to identify all the species encountered. In that case, they can record the species as an unknown on the data collection form (for example, UNK01) and collect a sample. When the sample is identified by a botanist, the FFI species management utility can be used to replace the unknown species with its appropriate species name in the FFI local species list and FFI database. The FFI species management utility can also be used to replace a species name if the species was misidentified in the field. The FFI local species list can be exported from one FFI database and imported to another.

The master species list included with FFI is the component most likely to limit the use of FFI; however, with a minimum amount of development, any master species list can be incorporated in FFI, allowing it to be used outside the US. Interested parties can build their own ‘user species’ list and test FFI before making the commitment of incorporating a new master species list. Further, when used in conjunction with the Protocol Manager, a new master species list and sampling protocols will allow FFI to be used for sampling other life forms such as terrestrial wildlife.

Data entry and storage

FFI provides programmed data entry screens for entering data into the Microsoft SQL database. Entry screens are provided for


Table 1. Protocols delivered with FFI

Protocols not available in FIREMON or FEAT are listed as ‘New’ and, when applicable, the source of the protocol is provided plot location, surface fuels, tree data, point intercept, density, line intercept, rare species, cover/frequency, species composition, fire behavior, disturbance history, Fuel Characterization Classification System (FCCS), post-burn severity and compos- ite burn index (CBI). FFI also has a ‘Biomass – Fuels’ protocol for storing ocular or photographic estimates of biomass, for example those found in the USFS Pacific Wildland Fire Sciences Laboratory Natural Fuels photo series. Data entry screens have built-in flexibility to accommodate data from a wide variety of plot-based sampling schemes. The data entry fields represent a combination of those in the FEAT and FIREMON, so data can be collected using the methods described in the FMH (USDI 2003) or the FIREMON manual (Lutes et al. 2006) field manuals and stored in an FFI database. In many cases, the FFI database will also accommodate data collected with field-sampling protocols from other publications.

 

Protocol Source
Biomass – Fuels New
Biomass – Plants FEAT
Composite burn index FEAT and FIREMON
Cover – Line intercept FEAT and FIREMON
Cover – Species
composition (ocular macroplot)
FEAT and FIREMON
Cover – Individual points FEAT
Cover – Points by
transect
FIREMON
Cover/Frequency
(Daubenmire)
FEAT and FIREMON
Density – Belts FEAT and FIREMON
Density – Quadrats FEAT and FIREMON
Fuel Characteristic
Classification System
NewA
Fire behavior FIREMON
Plot description (biotic,
abiotic variables, fire behavior, photo links)
FIREMON
Post-burn severity FEAT
Rare plant species FIREMON
Surface fuels (downed
woody material, duff, litter)
FEAT and FIREMON
Surface fuels – Alaska
duff and litter
NewB
Surface fuels – Piles NewC
Surface fuels –
Vegetation
FIREMON
Tree data FEAT and FIREMON

AOttmar et al. 2007.
BAlaska Interagency Fire Effects Task Group 2007.
CHardy 1996.


Sampling protocols

The ‘standard set’ of sampling protocols delivered with the FFI software is listed in Table 1 as well as the source of the protocol, where applicable. The protocols were developed from the existing, recognized methods previously available in FEAT and FIREMON and supplemented with new protocols suggested during FFI development. Protocols that require unit data are available in metric and imperial unit versions. Although FFI was developed from fire effects systems, the wide array of protocols makes the system applicable for monitoring rangeland, forest and other ecosystems regardless of the presence or absence of fire as a disturbance.

Protocol Manager

Protocol Manager is a unique extension to FFI that lets users design new protocols that can then be imported for use in FFI. A protocol is defined as a set of methods implemented separately to perform a certain task. The user defines methods and combines them in Protocol Manager to build a protocol that will facilitate a comprehensive assessment of ecosystem attributes important to the user. User-defined methods can be highly varied, ranging from new methods to monitor vegetation to methods to monitor mammals, birds, amphibians, reptiles, insects or aquatic species. Protocol Manager also records metadata for each protocol (e.g. plot size, plot shape, quadrat size). The data recorded with user-defined protocols are stored in the same database as data collected with the standard FFI protocols.

Queries, reports and analysis

FFI includes the query features found in FEAT with added functionality to allow data to be queried from userdefined protocols designed in the Protocol Manager. The Query screen lets the user retrieve method data in a flexible, ad hoc manner in which values are filtered and parameters are defined through the user interface. The data summary reports and analysis tools are an expanded set of those provided in FIREMON. The FFI summary reports provide plot-by-plot summaries or grouped summaries of measured attributes such as trees per acre, downed woody material biomass, frequency, cover and density. The FFI analysis tools program can perform grouped or ungrouped summary calculations of a measured attribute, or statistical comparisons of grouped or ungrouped plot data taken at different sampling periods. For statistical comparisons, the analysis tools assume data were collected in a randomized block design with each time-point structured as a block. Parametric analyses are made using analysis of variance. If a significant difference in means is noted, Dunnett’s multiple comparison procedure is used to compare treatment groups with a designated control group to identify which means are different. Friedman’s test is provided for non-parametric analyses. A minimum of four plots per group is required for statistical analysis. Reports and graphs can be saved to a file, printed, or cut-and-pasted into other documents. Statistical testing procedures were developed with guidance of station statisticians at the USFS Rocky Mountain Research Station. As an additional feature, tree and fuels data can be exported to build files necessary to run the Forest Vegetation Simulator (FVS) (Dixon 2002).

GIS

The GIS module is an optional component users can add to FFI. It is similar to the GIS module in FEAT and is accessible inArcMap as a tool bar. Users who desire GIS capability need to have an understanding of GIS, and must have ArcGIS 9.2 and Spatial Analyst installed on their computers. The GIS module does not deliver any data layers or attempt to manage GIS data. Users may need the help of a GIS specialist to identify the appropriate GIS data for their needs if they utilize the FFI GIS module.

The GIS module provides support for developing geographic project areas. A custom tool allows users to overlay different types of GIS layers that identify the geographical area of their sample population. The GIS module also allows users to randomly or selectively choose sample points within polygons (e.g. burn severity classes or vegetation classes) that can then be passed to the FFI database. The module supports basic display of FFI macro plot sites and the interactive spatial queries of the collected data using the ArcMap tools. Tools that identify severity thresholds in Differenced Normalized Burn Ratio layers for CBI (Key and Benson 2006) sampling are also included.

Electronic field data collection

Electronic field data collection is facilitated using a PDA or data recorder equipped with the Microsoft Windows Mobile 5 operating system and requires Microsoft ActiveSync to manage the connection between the PDA and the FFI host computer. The PDA application first moves empty electronic field data collection forms to the PDA for user-specified macro plots, protocols, and sampling events. When data collection is complete, the application then moves data from the PDA back into the FFI database, appending the data already stored. Data entered on the PDA are editable on the PDA until they are uploaded to the host FFI database; then they may be edited in the host database if the user has the appropriate permission level.

Computer configuration

Computers used for implementation of FFI fall into three categories: isolated computers, desktop as server and a limited access server (Fig. 2).The configuration chosen by users depends on individual needs and available computer resources. When GIS functionality is desired, ArcGIS 9.2 and Spatial Analyst must be installed and run from computers that have the FFI software installed on them.

Isolated computers as servers
Limited access server
Desktop as server

Fig. 2. The three main computer configurations used with FFI.

Isolated computer as server

The stand-alone computer has no other computers attached to it that share its internal databases. This configuration has both the FFI software and SQL Server installed.

Desktop as server

One computer with FFI and SQL Server installed is connected via a network to other computers that have FFI and SQL Server components installed on them. Data entry can be accomplished on any of the computers. Database storage and management occurs on the desktop server.

Limited access server

A database server is a dedicated computer running a database engine that can be either accessed directly from a server or client computer with password protection or via intranet access. This configuration has SQL Server only installed on the database server and FFI and SQL Server components installed on the connected computers.

System security

FFI supports four levels of internal data access or user permission levels. The goal of the permission levels is to balance system accessibility with data security. For example, some users will only need to query data for summarization and analysis whereas other users will need access to edit data for quality analysis and quality control (QA/QC). Each user role has different permissions for the FFI program and its databases:

  • The FFI Administrator can modify the database schema, create new database instances, import external data, and manage database users. Record locking will require FFI Administrator privileges. Administrators can also do any activities assigned to Managers, Users and Readers.
  • FFI Managers can create protocols and methods. Managers can also do any activities assigned to Users and Readers.
  • FFI Users can read and write FFI data, queries, and reports, and export FFI data. FFI Users cannot change the database schema.
  • FFI Readers will have read-only access to FFI. FFI Readers can export FFI summary reports, analysis reports and query results.

Hardware requirements

The FFI software requires MicrosoftWindows XP Service Pack 2 or XP 2003 operating systems. Data must be stored in Microsoft SQL Server Express 2005 or SQL Server 2005 full edition database. The FFI software and SQL Server Express require 500 MB combined free disk space for installation. The FFI SQL databases range from 100 MB to 4 GB in size (4 GB is the maximum size for SQL Server Express 2005 databases. Larger databases can be stored in SQL Server full edition). Recommended minimum processor speed and random access memory are 1 GHz and 512 MB, respectively. Increasing memory to 1 MB enhances system performance.

Technology transfer

FFI is supported by annual training workshops and on-line presentations. User assistance is provided through the FFI Website, help-desk and Web forum. Training schedules, software installation packages, documentation and technical support contacts are provided on the FFI Website (http://frames.nbii.gov/ffi, accessed 28 April 2009).


Acknowledgements

Funding for FFI was provided by the National Interagency Fuels Coordination Group. Additional support was provided by the NPS, USFS, Systems for Environmental Management and Spatial Dynamics. We specifically thank
Melissa Forder and Dan Swanson (NPS), Clint Isbell (USFS), Charley Martin, Chamise Kramer and Jena Dejuilio (BLM), Bil Graul (San CarlosApache Tribe), Ben Butler (Student Conservation Association), Kristin Swoboda
(Bureau of Reclamation) and Jacque Schei (US Geological Survey) for β testing FFI in August 2007. Jennifer Allen (NPS), Karen Murphy (US FWS), and Randi Jandt (BLM) helped us develop the Alaska Surface Fuels protocol; Roger Ottmar (USFS, Pacific Northwest Research Station) and Susan Pritchard (University of Washington) assisted with development of the FCCS protocol; and Colin Hardy (USFS, Rocky Mountain Research Station) helped us incorporate the Surface Fuels – Piles protocol. Additionally, numerous helpful comments were provided by employees at each of the agencies and organizations already recognized and also the BIA, US Department of the Army and The Nature Conservancy. Chad Keyser (USDA Forest Service, Forest Management Service Center) helped us update the FVS file-building utility in FFI. We thank Rudy King and David Turner of the USFS, Rocky Mountain Research Station, for their assistance in developing the statistical analysis tools available in FFI. Finally, we acknowledge the helpful comments of the anonymous reviewers.


References

Alaska Interagency Fire Effects Task Group (2007) Fire effects monitoring protocol (version 1.0). (Eds J Allen, K Murphy, R Jandt) Available at http://depts.washington.edu/nwfire/publication/AK_Fire_Effects_ Monitoring_Protocol_2007.pdf [Verified 28 April 2009]

Dixon GE (2002) Essential FVS: a user’s guide to the Forest Vegetation Simulator. USDA Forest Service, Forest Management Service Center, Internal Report. (Fort Collins, CO) Available at http://www.fs.fed.us/fmsc/fvs/documents/gtrs_essentialfvs.php [Verified 28 April 2009]

Hardy CC (1996) Guidelines for estimating volume, biomass, and smoke production for piled slash. USDA Forest Service, Pacific Northwest Research Station, General Technical Report PNW-GTR-364. (Seattle, WA)

Keane RE, HannWJ, Jenson ME (1990) ECODATA and ECOPAC: analytical tools for integrated resource management. The Compiler 8, 24-37.

Key CH, Benson NC (2006) Landscape assessment. In ‘FIREMON : Fire Effects Monitoring and Inventory System’. (Eds DC Lutes, RE Keane, JF Caratti, CH Key, NC Benson, S Sutherland, LJ Gangi) USDA Forest Service, Rocky Mountain Research Station, General Technical Report RMRS-GTR-164-CD. (Fort Collins, CO)

Lutes DC, Keane RE, Caratti JF, Key CH, Benson NC, Sutherland S, Gangi LJ (2006) FIREMON : Fire Effects Monitoring and Inventory System. USDA Forest Service, Rocky Mountain Research Station, General Technical Report RMRS-GTR-164-CD. (Fort Collins, CO)

Ottmar RD, Sandberg DV, Riccardi CL, Prichard SJ (2007) An overview of the Fuel Characteristic Classification System – quantifying, classifying, and creating fuelbeds for resource planning. Canadian Journal of Forest Research 37(12), 2383-2393. doi:10.1139/X07-077

Sexton TO (2003) Fire Ecology Assessment Tool – monitoring wildland fire and prescribed fire for adaptive management. In ‘2nd International Wildland Fire Ecology and Fire Management Congress’, 19 November
2003, Orlando, FL. (American Meteorological Society: Boston, MA) Sydoriak WM (2001) FMH.EXE. Version 3.1x. (National Park Service: Boise, ID)

USDA and Natural Resources Conservation Service (2008) ‘The PLANTS Database.’ (National Plant Data Center: Baton Rouge, LA) Available at http://plants.usda.gov [Verified 28 April 2009]

USDI (1992) ‘Western Region Fire Monitoring Handbook.’Western Region Prescribed and Natural Fire Monitoring Task Force. (National Park Service: San Francisco, CA)

USDI (2003) ‘Fire Monitoring Handbook.’ Fire Management Program Center, National Interagency Fire Center. (National Park Service: Boise, ID) Available at http://www.nps.gov/fire/download/fir_eco_FEMHandbook2003.pdf [Verified 28 April 2009]


Manuscript received 29 May 2007, accepted 16 May 2008